Deidre Hicks Email & Phone Number

Norwalk, CT, US

Greater New York City Area

• Coordinated, planned and implemented large scale Conduct related programming (e.g., speaker series, events, panel discussions, workshops, etc.) related to GBM Conduct Program.
• Partnered with regional Leads on Conduct Capability Work streams and drove forward implementation in close coordination with COO and CCO teams.
• Led GBM Americas Conduct Management Information reporting initiative aligning regional and global requirements.
• Engaged with GB and GBM business stakeholders to plan and promote the Conduct Agenda and events.
• Supported training requirements related to the GBM Conduct Program.
• Validated the landing of GBM Conduct Program milestones for Americas region across all lines of business.

Greater New York City Area

• Client Coverage & Investment Banking (CORI) and Financial Institutions Group (2016-2018)Global Finance & Investment Banking (GFIB) (2012-2016)Capital Markets and Syndicate (CMS) (2007-2011)Chief Operating Officer in.
• Develop and implement transactional processes designed to realize operational synergies across teams.
• Drive profitability by controlling operational costs and maximizing individual productivity and systems automation. Formalized reporting processes to capture timely and accurate revenue targets across products.
• Implemented Leverage Lending policy and monitoring of Leverage Lending portfolio.
• Subject matter expert for global corporate and financial institutions clients on Know Your Customer (KYC) and Anti-Money Laundering (AML).
• Enhanced supervisory structure and group project manager for automated solution.

Greater New York City Area And Tokyo, Japan

• Equity Capital Markets (ECM) DivisionSenior Business Manager & Supervising Officer (2003-2007)Managed the financial control, annual budgeting, and regulatory compliance functions of Bank of America’s Equity Capital.
• Managed multiple ad hoc projects simultaneously while implementing transparent audit, research, and process improvement standards across the department.
• Supervised the activities of the group to conform with bank policy and regulatory requirements. Escalated breaches of policy to senior management to limit firm exposure; coordinated protection efforts with colleagues.
• Monitored total foreign currency exposure and cross currency holdings to advise senior management on risk levels. Tested and validated internal and external trade reconciliation systems to ensure accuracy.
• Oversaw the creation and distribution of all P&L, trade reconciliation, & collateral management reports (domestic and foreign currencies). Accountable for new system development, process integration, & strategy.

Greater New York City Area