• SME and application steward for investments applications (ops, compliance, and sales).• Assisted with maintenance of information securities policies, standards, and guidelines.• Supported periodic review of inherent risk assessment for third party vendors and services.• Consistently met deadlines and requirements for all investments data requests.• Performed eDiscovery email request as required by legal and compliance.• Administered identity and security access for investments applications, including on-boarding and off-boarding, deletions, and changes.• Worked with line of business on implementing the defined business roles within the business.• Collaborated with cross- functional teams to define and document system requirements• Provide technical guidance and support to all Investment teams• Led IT on the Investment expansion to new office regions (Miami, Boston) • Key contact on full data center migration between different areas and countries (Spain, USA, Puerto Rico)• Instrumental on implementing and identifying new compliance tools (email reviews, trade reviews) that allowed to reduce time spent on items by 30%• Instrumental on different product launches for the Investment area• Instrumental on the migration of the core broker dealer application (Pershing Next360) to Fidelity (Wealthscape)

· Work with Information Security team and update Security Standards for all technologies.· Administer logical security access across multiple systems and applications.· Direct supervision of IT personnel to ensure accomplishment of the department’s objectives.· Serve as the IT Project Manager for multiple projects.· End user Support for multiple applications.· Implement and administer disaster recovery and backup solution.· Adherence of SDLC governance, standards and expectation· Compliance, Finance, Product Management weekly reports creation· Upgrade and standardization of hardware and software.· Troubleshoot technical issues for customers and internal clients.· Researched and recommended security and archiving solutions · Performed vulnerability scans and performed monthly systems upgrades required by Infosec· Promote effective teamwork, mentor employees and evaluate individual performances