-FINRA Inquiries-Trade Monitoring (Institutional and Retail)-Sales Monitoring (Institutional)-FINRA 3130 Review-WSPs FINRA 3110-OBAs-Branch Exams-Fixed Income Capital Markets-Compliance Risk Assessment -Reputational Risk Tracking

-Monitoring TRACE for Corporate bond, Preferred and Structured Product trades, then moving to resolve potential FINRA violations-Teaming with Fixed Income and Alternative Investment traders to ensure smooth trade flow from front to back office-Manual trade entry with various trading platforms-Bloomberg-Tradeweb

-Providing operational support to traders and financial advisors in the fixed income division-Monitoring reports and trade flow between multiple front to back office trading systems-Training correspondent firms on trade entry for several fixed income products

FLANG

Training

Training

Training

-Analyzing multiple data streams to maintain knowledge of current conditions in the market-Conducting sales, marketing and negotiation services for both buyers and sellers of residential properties

-First point of contact for our field managers in the Northeastern and Midwestern states.-Providing operational support to the field in these regions.-Compiling data reports regarding site budgets for the regional Vice President and COO.-Analyzing data across various information platforms.-Assisting with logistical support concerning propane installations/exits and deliveries.-Monitoring area expenses and special project work by conducting district conference calls. -Facilitating training to new hires.