Dharam Kumar Email & Phone Number

India

Processed transactions for over-the-counter derivatives, ensured prompt communication responses while considering time zones Generated daily escalation reports for Trade Support activities and gained expertise in FX and OTC derivatives Confirmations andSettlements to mitigate risk for the bank Handled tasks such as Drafting, Indexing, Dispatch, Corp Report, and Dealing with Counterparties Currency Analysed Inbound and Outbound transactions, focusing on FX Confirmations and Settlement, Currency Trading, and OTC TradeSettlement Collaborated on Counterparty Creditors, Credit risk, and Middle Office Trade Support to maintain a controlled environment Contributed to risk reduction and control-focused initiatives for the bank Managed trade life cycling and day-to-day processing, ensuring timely escalation when necessary

India

Processed transactions for over-the-counter derivatives, and ensured prompt communication responses while considering time zones Generated daily escalation reports for Trade Support activities and gained expertise in FX and OTC derivatives Confirmations andSettlements to mitigate risk for the bank Handled tasks such as Drafting, Indexing, Dispatch, Corp Report, and Dealing with Counterparties' Currency Analyzed Inbound and Outbound transactions, focusing on FX Confirmations and Settlement, Currency Trading, and OTC TradeSettlement Collaborated on Counterparty Creditors, credit, and MiddleOffice Trade support to maintain a controlled environment Contributed to risk reduction and control-focused initiatives for the bank Managed trade life cycling and day-to-day processing, ensuring timely escalation when necessary

Mumbai, Maharashtra, India

Jan 2022 – Sep 2022 with Wipro Limited, Mumbai as KYC/AML Analyst Conducted screening and research in the UK, US, Poland, and Ireland for due diligence and AML Reviewed historical records and performed name screening, PR/CR modifications, and Counterparty Matching Exposure analysis Identified PEP involvement and escalated any suspicious activities to senior management and the AML team Addressed missing documents or information by contacting clients through RM, Middle Office Work, Counterparty Creditors, andCredit Risk collaboration Emphasized the importance of the Currency Transaction Report (CTR) in preventing illicit or regulated use of funds as part ofbroader anti-money laundering efforts

Bangalore Urban, Karnataka, India

Jan 2019 – Dec 2021 with Nvest Bank Campus, Bangalore as Transaction Monitoring Analyst Prepared escalation Reports daily and raised real-time escalations to the higher management for any risky item Settled the trades as per agreement such as gross as well as net settlement along with handling products such as FX Forwards andProduct Categories Submitted process initiative to have control over external email sending and worked on several process improvement projects Monitored FX Confirmations and Trades Settlements Process. Along with preparing management reports on a daily basis andpublishes them to the management Raised Real-Time Escalations to the higher management and settled FX trades as per agreement such as Gross /NET settlement Created escalation reports on a daily basis, Middle Office Trade Support

Kolkata, West Bengal, India

Revolved around examining the pricing aspects related to transportation along with aiming to comprehend, analyze andperforming calculations Gained insight into the pricing dynamics of petroleum products, specifically exploring the diverse components that contribute tothe formulation of petrol and diesel prices Drew meaningful conclusions from the available data on transportation elements in pricing and subsequently presented acomprehensive report to the Finance Supervisors