Dipta Das Email & Phone Number

West Bengal, India

Saltlake Sec V

i) Conduct audit on customer UCIC T+1 basis in the branch levellii) Auditing for the documented files on a concurrent basis.iii) Analysing the risk case to case on the basis of the risk appetite module of the RBIiv) Preparing report on daily, monthly, quarterly basis & publish it as per the internal guidelinesv) Conduct audit as per the risk appetite framework policy at the branch level.vi) FC Observation Data Encoding and compliance And reporting… Show more i) Conduct audit on customer UCIC T+1 basis in the branch levellii) Auditing for the documented files on a concurrent basis.iii) Analysing the risk case to case on the basis of the risk appetite module of the RBIiv) Preparing report on daily, monthly, quarterly basis & publish it as per the internal guidelinesv) Conduct audit as per the risk appetite framework policy at the branch level.vi) FC Observation Data Encoding and compliance And reporting vii) Working on RBI CBS observation compliance and reportviii) operational activities at the branch level & Preparing audit report on post audit as per the requirements.ix)The role also includes coordinating between branch and audit area to make them work smoothly simultaneously and to make sure the branch is complying with all applicable audit procedures.Also, the role allows preparing the report for critical observations and file them with upper level of management and keep strong audit evidences in hand for support. Show less

Saltlake Sec V

Document Review: Conduct thorough reviews of customer-submitted Saving Account documents such as identification, proof of address, and income verification, ensuring all required information is accurate and complete.Regulatory Compliance: Ensure all documentation complies with current regulatory standards and internal policies, reporting any inconsistencies or potential fraudulent activity to the compliance department.Verification Processes: Implement and manage verification… Show more Document Review: Conduct thorough reviews of customer-submitted Saving Account documents such as identification, proof of address, and income verification, ensuring all required information is accurate and complete.Regulatory Compliance: Ensure all documentation complies with current regulatory standards and internal policies, reporting any inconsistencies or potential fraudulent activity to the compliance department.Verification Processes: Implement and manage verification processes, utilizing both manual review and automated systems to assess the authenticity of documents.Branch Banking Support: Provide clear and professional communication with Branch regarding document requirements, status updates, and any additional information needed to complete the verification process.Quality Control: Perform regular audits of verified documents to ensure accuracy and consistency in the verification process.Documentation Management: Maintain organized records of all verified documents, ensuring secure and efficient retrieval when needed.Collaboration and Coordination: Work closely with the savings account opening team, compliance officers, and customer service representatives to ensure a seamless and efficient account opening experience.Process Improvement: Stay updated on the latest industry trends, technologies, and regulatory changes, and recommend process enhancements to improve the efficiency and effectiveness of the document verification process.Training and Development: Assist in training new team members on document verification procedures and best practices, fostering a culture of continuous learning and improvement. Show less

Saltlake Sector V

Document Examination: Review and verify the authenticity of identification All constitution documents, proof of address, and other relevant documentation submitted by customers for current account applications.Compliance Adherence: Ensure all documents meet regulatory and company standards, and report any discrepancies or potential fraud to the compliance department.Data Entry: Accurately input verified information into the system, maintaining up-to-date and precise… Show more Document Examination: Review and verify the authenticity of identification All constitution documents, proof of address, and other relevant documentation submitted by customers for current account applications.Compliance Adherence: Ensure all documents meet regulatory and company standards, and report any discrepancies or potential fraud to the compliance department.Data Entry: Accurately input verified information into the system, maintaining up-to-date and precise records.Branch Interaction: Communicate with Branch to request additional documentation or clarification as needed, providing excellent Branch Support throughout the verification process.Collaboration: Work closely with the current account opening team, compliance officers, and other relevant departments to streamline the verification process and resolve any issues promptly.Continuous Improvement: Stay updated on industry best practices and regulatory changes, suggesting and implementing improvements to the verification process. Show less

Bachelor'S Degree, Computer Science

Higher Secondary, Business/Commerce, General