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Senior Director with 15+ years’ experience with change management, business development and investment operations in capital markets. Demonstrated ability to assess processes, identifying efficient and effective ways to improve and reduce operational risk.Investment Operations | Process ImprovementEmail: dejktduncan@gmail.comAccomplished leader able to act with complete transparency for audit and risk mitigation. Strength in organizational skills, technical acumen in numerous trade systems, processes and front – middle – back office knowledge to proficiently manage team’s development, growth and success.Strong managerial education from the GE Crotonville Training Center and Six Sigma certified. Forward thinking manager with ability to oversee teams in local, remote and vendor management capacities.CORE COMPETENCIES:· Trade Operations· Project Management· Team Leadership· Operational Risk· Collateral Management· Process Improvements· Change Management· Fixed Income/Equities· Custody Banks· Vendor ManagementACCOMPLISHMENTS:~ Helped launch and grow cash management business for GE and clients, growing from $3B to $23B. Established investment policy, developed systems for cash, repo, security lending, bonds, improved electronic trading and straight through processes, lowered risk, improved compliance and enhanced audit monitoring with better transparency. ~ Migrated all asset class trading and portfolio management from 3 systems to 1, lowered vendor costs, personnel effort, reduced data fees and IT support, saving $800K per year in system costs. All trading and positions were real-time with improved pricing and compliance reporting.~ Created a pro-active team management with 28 team members across 5 office locations in 4 countries along with 8 remote locations for other staff. Improved project management by 17% and engaged the team in a collaborative style.Contact me at dejktduncan@gmail.com for any Investment Operations opportunities.
Transamerica
View- Website:
- transamerica.com
- Employees:
- 14007
-
Senior Manager Financial Process EngineeringTransamerica Dec 2018 - PresentHarrison, New York -
Senior Director Project ManagementSs&C Technologies Aug 2016 - Jan 2018Greater New York City AreaResponsible for software implementations on treasury, asset manager, insurance financial services products. Oversee annual budget/revenue components of $2.8 mil. Act as lead project manager for all clients to ensure best practices, business process reviews, operational risk assessment, timely implementations and effective controls gaining client support, creating new revenue opportunites and stronger retention and usage of products. Manage remote team of 28 in New York, Hartford, London, Malaysia, San Francisco while evolving team on professional skills and development. -
Director Investment OperationsGeneral Motors Asset Management Dec 2010 - Jul 2016New York, New YorkResponsible for the investment operations of $117 Billion in total and $32B managed in-house of Fixed Income, Equity, FX, Hedge Funds and OTC derivative management. Includes accounting, trade capture, settlements, collateral management, custody, performance analytics, operational risk oversight, cash management and maintenance of security master.Implemented change management to gain efficiency, better transparency, tighter controls through full life cycle of trade activity. Assess key risks, create/monitor key performance indicators, while managing annual budget on costs, external management fees, policies and procedures, ALM and risk mitigation for the pension assets. Assess, recommend and implement new systems on trading, collateral management, settlement, reporting and compliance. Manage 12 vendor teams and 45 members across 5 locations on fiduciary duties for Pension assets. -
Vice President Fixed IncomeGe Sep 2001 - Aug 2010Stamford, ConnecticutFounded active treasury management group, growing from $2 to $23 Billion. Responsible for the cash allocation committee execution of the Pension Plan. Spearheaded all daily investments of cash balances, maintaining liquidity/funding for trades/acquisitions by managers. Develop and evolve system infrastructure for treasury, trading, risk management, trade operations, data integrity and custody. Lead strategy, policy and guideline development (ERISA, SEC, 2a-7 Funds) for cash management and investing. Received extensive leadership and management training courses on managing teams, facilitation, project management, GE Audit practices and Six Sigma. -
Portfolio ManagerGeneral Electric Oct 1995 - Aug 2001Stamford, ConnecticutManage high quality money market funds worth $3.1B and banking operations on residual cash balances valued at $3.5B. Developed and managed in-house cash pools coordinating with tax and legal team for requirements in both US, Canada, Puerto Rico. Built team five-fold, including trade operations, assistant portfolio managers and credit analysts. Establish protocol for active cash management for security lending, insurance regulations and treasury account management. -
Trade Operations ManagerGeneral Electric Dec 1992 - Sep 1995Stamford, ConnecticutLed team for settling all trades across asset sectors of Fixed Income, Equity, International Equity and Private Placement. Evolve systems, policies, controls for trades settlement, collateral movement, wire transfer, data quality and expanded data sources for better analysis, accurate records, one-touch processing to reduced fails/overdrafts.
Don Duncan Skills
Don Duncan Education Details
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Business Administration And Management, General
Frequently Asked Questions about Don Duncan
What company does Don Duncan work for?
Don Duncan works for Transamerica
What is Don Duncan's role at the current company?
Don Duncan's current role is Senior Manager Financial Process Engineering at Transamerica.
What is Don Duncan's email address?
Don Duncan's email address is dd****@****hoo.com
What is Don Duncan's direct phone number?
Don Duncan's direct phone number is +120325*****
What schools did Don Duncan attend?
Don Duncan attended University Of Rhode Island - College Of Business.
What skills is Don Duncan known for?
Don Duncan has skills like Fixed Income, Portfolio Management, Equities, Asset Management, Treasury, Securities, Banking, Finance, Investments, Mutual Funds, Financial Services, Six Sigma.
Who are Don Duncan's colleagues?
Don Duncan's colleagues are Timothy Briody, Dominic Iemma, Kris Kucera, Kevin Otero, Thelma Quila, Cierra Desmaratti, Teresa Carey.
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