Doreen Chen Email & Phone Number

台灣 台北

Taipei

- Aim to achieve the requirement of Operational Risk head, Risk control team, Compliance officer to update and review Operational Procedures, reduce the settlement and operational risk and improve workflows of Back Officeincluding Fix-Income, Client Onboarding, FX, Funding transfer and Money Market according to previous working expert experience in other foreign financial sectors.-Support CPA firm, global internal audit and local regulators’ audit such as Taipei Exchange, CBC and FSC to complete the audit point.-Interfacing with External and Internal Clients, Compliance office, Front office and Relationship Managers where applicable especially on matters that involve escalation of pending and ageing profiles.-Assist Head of Global Market Operations to supervise and improve daily and monthly settlement process with team members to comply with regional and local regulatory requirement, reduce the settlement issue, operational risk to enhance working efficiency. -Perform change, ad-hoc projects and BCP test including in-house and external systems. -Support FX, Bond and Repo account opening and KYC refresh documentation arrangement, including the collection of client information required to assist the Front Office and APAC KYC team to complete the Know Your Customer and Client Due Diligence Checklist. Comply with the Global Regional Standards and local requirements for onboarding and periodic review and closely work with AML Compliance Officer.-Interpret regulatory or regional policy changes and communicate their implications. Support the development of the business activities (business cases, new products and new activity).-Build up and improve a complete Fixed Income settlement module and relevant new business (Bond, Repo, NCD and T-Bills).-Verify and Approve daily settlement and assist to resolve settlement issues, including Fix-Income products (Bond/Repo/NCD/T-Bills), Fund Transfer, Money Market, FX, Derivatives (IRS/CCS) and Local Reporting

Taiwan

-Verify and renew client’s credit line -Check and renew client’s rating in the bank's system

Taipei

-Provide supervision and training to a team of clerks-Manage ad-hoc projects and assist in UAT testing, such as planning the transaction process for new products-Ensure timely confirmations (on Trade Date) and daily treasury settlement on prime service trades, such as derivatives (vanilla and exotic OTC, FX options), fix income, foreign exchange and Money Market-Verify book trades and reconcile discrepancies with trade desks and risk classes. -Liaise with Front Office, offshore Middle office, Product Control and external clients to resolve all trade breaks and trade details. -Oversee front-to-back workflow and the impact of the function's activities on the downstream process-Propose potential policy directions based on current industrial data and analyses-Update the procedures of financial products to correspond to the regulations and compliance rules.

Taiwan

-Responsible for processing, confirming, settling and reconciling the transactions completed in the front-office-Work in the fields of fix income, foreign exchange, Money Markets-Prepare treasury-related financial reports and operations statistics-Monitor and conduct statistics on daily cash flow status; and liaise with Treasury Dealing Department to manage bank capital effectiveness-Perform nostro reconciliations, review exception transactions and handle payment investigations

Taiwan

Credit Card Payment Department-Responsible for payment collection -Involved in record keeping and database maintenance

Master Of Science (Msc), Icma Centre - Behaviour Finance

Bachelor'S Degree, Public Finance

Relevant Coursework: Public Finance, accounting, Tax, Investment

Associate'S Degree, Business Administration