Dushyant Kumar Sharma Email and Phone Number

Banking – Audit Process & Compliance - Anti–Money Laundering & Global Know your Customer (AML & KYC Analysis)  Customer due diligence & Enhanced due diligence (Risk Based approach)  Up-to-date understanding of money laundering and terrorist financing issues, including Policies, procedures, regulations, industry best practice, criminal typologies and Developing trends. AML/KYC related to Sanctions screening, High risk jurisdictions &politically exposed persons (PEP’s) Investigate, review and resolve AML/KYC related to sanctions, High risk jurisdictions & Politically exposes persons (PEP’s)  Regulatory Data Corp. (RDC) – Adverse media &Negative News Screening for Risk Management.  Commercial Banking Customers – Large corporate, MME’s, NPO’s, Limited, Sole Trader, Partnership, &LLP, Charities  Supporting Managers in gathering preliminary data and coordinating with business and operations in KYC – CDD & EDD /AML Transaction Monitoring.  Verification and Identification of the connected parties and gathering information from the customer with documents.  Checking for all KYC requirements while on boarding a client/New to bank customers.  Conducting end to end KYC reviews for existing bank customers - Risk based.Operations :  Conversion of Accounts, Customer Name Addition and Deletion, Minor Turned Major, Mobile numbers Updation, Address change.  Change in the Authorized Signatories Addition or Deletion, KYC Refresh, Customer Name change, Signature change.  Responsible for Process Saving Accounts and Current Accounts KYC document review and processing.  Responsible for Document Verification Of Saving Accounts and Current Accounts.  Ensuring that all discrepancies in account opening forms are maintained.  Ensuring TAT’s as committed to Business groups are adhered to and any instances of noncompliance are reported to immediate supervisor.  Generation & Maintenance of Internal MIS