Edgar A. Email & Phone Number

Canada

Montreal, Canada Area

• Key Responsibilities:
• Process payment entitlements for complex corporate action events (mandatory and voluntary) and transactions.
• Analyze and accept participants' tender instructions prior and after election deadline.
• Process post-trade transactions and settlements at T+1 for cash and T+2 for securities.
• Confirm payment entitlements and arrange for wire transfers with the custodians, legal counsel, issuers and transfer agents.
• Identify and monitor financial risks in securities clearing and settlement.

Montreal, Canada Area

• Key Responsibilities:
• Researched, analyzed and structured voluntary and risky corporate action events.
• Validated terms, deadlines and financial information with the TAs, custodians and issuers.
• Kept abreast of any new developments to corporate action events.
• Drafted and issued bulletins on validated transactions in a timely manner.
• Liaised with transfer agents, issuers, institutional investors and lawyers.

Montreal, Canada Area

• Key Responsibilities:
• Analyzed and processed mandatory corporate actions for Canadian and foreign securities.
• Sourced relevant corporate action information on Bloomberg, Sedar & Thomson-Reuters.
• Reviewed and verified corporate action information with transfer agents, custodians, issuers, DTCC, other depository agencies and stock exchanges prior to dissemination to the financial community.
• Followed-up and coordinated with data vendors for any outstanding issues/changes.
• Maintained corporate action information in the security master database.

Montreal, Canada Area

• Key Responsibilities:
• Analyzed and evaluated the Canadian and U.S. Fixed-income markets.
• Priced debentures using the BOC bonds, yields, and in-house pricing models and credit ratings.
• Matched our in-house prices with institutional vendors for accuracy and consistency.
• Delivered bond prices at real-time, mid-day and end of day to clients.
• Examined variance reports for discrepancies.

Montreal, Canada Area

• Key Responsibilities:
• Researched and collected data on fixed income securities.
• Validated incoming data with institutional vendors for accuracy and integrity of information.
• Consolidated data into presentations and reports for the fixed income analysts.
• Researched and assessed the Bank of Canada bonds as benchmarks for bond pricing purposes.Key Achievement:
• Cataloged data and researches into a database.

Montreal, Canada Area

• Key Responsibilities:
• Set up and updated securities in Security Master File system (SMF).
• Researched, analyzed and set up mandatory corporate actions events in the system.
• Drafted and issued notices to clients in a timely manner.Key Achievement:
• Created the securities book for historical purpose and reference.

Mba

Graduate Diploma, Management

Ba, Economics