Edgar A. Email & Phone Number

Canada

Montreal, Canada Area

Key Responsibilities:• Process payment entitlements for complex corporate action events (mandatory and voluntary) and transactions.• Analyze and accept participants' tender instructions prior and after election deadline.• Process post-trade transactions and settlements at T+1 for cash and T+2 for securities.• Confirm payment entitlements and arrange for wire transfers with the custodians, legal counsel, issuers and transfer agents.• Identify and monitor financial risks in securities clearing and settlement.• Monitor, assess and validate tasks of intermediate processing analysts.• Develop and maintain strategic relationships with transfer agents, issuers and institutional investors.Key Achievements:2024 (on-going): Participation in the Post Trade Modernization implementation to be effective on March 2025.2023 (Q2) Successfully managed and processed payments of the $26 billion dollars merger between Shaw Communications Inc. and Rogers Communications Inc.2019 (Q2) Co-lead, Voluntary Corporate Action Processing Procedures• Updated and documented procedures and business processes related to corporate actions events.• Boosted information sharing by enhancing corporate actions event structure in Google environment.2018 (Q1 – Q2) Lead, CNRA Mini Tender Offer• Led the feasibility project to offer this service to clients with no limited risk to CDS.• Implemented a fee driven scheme for running and offering CNRA mini tenders.Areas of Expertise: Capital Markets, Corporate Actions, Project Management and Risk Management.Knowledge of financial data terminals: Bloomberg, Thomson Reuters Eikon, Stockpointer.

Montreal, Canada Area

Key Responsibilities:• Researched, analyzed and structured voluntary and risky corporate action events.• Validated terms, deadlines and financial information with the TAs, custodians and issuers.• Kept abreast of any new developments to corporate action events.• Drafted and issued bulletins on validated transactions in a timely manner. • Liaised with transfer agents, issuers, institutional investors and lawyers.• Reviewed and approved mandatory corporate actions events set up by intermediate analysts.Key Achievements:2017 (Q2 – Q3) Team Lead, Google Migration• Exercised leadership in mapping the structure of all corporate action events in Google environment.• Created training documentations, deployed training and drafted changes to internal procedures.• Successfully completed the transition into cloud computing.2014 – 2016 Coordinator, Business Continuity Plan (BCP)• Acted as the primary and key point of contact and coordination.• Determined the strategy and actions to preserve critical operations during a disruptive incident.• Developed the tools and instructional guides and coordinated training for peers.2013 (Q3) – 2017 (Q1) Project Manager, Periodic Redemption Unwind of Notes• Processed USD $ 2.86 billions of restructured Master Asset Vehicles II Notes of Blackrock.• Exercised leadership in setting up the redemption and auction processes.• Successfully completed the redemption of the Noted in January 2017.

Montreal, Canada Area

Key Responsibilities:• Analyzed and processed mandatory corporate actions for Canadian and foreign securities.• Sourced relevant corporate action information on Bloomberg, Sedar & Thomson-Reuters.• Reviewed and verified corporate action information with transfer agents, custodians, issuers, DTCC, other depository agencies and stock exchanges prior to dissemination to the financial community.• Followed-up and coordinated with data vendors for any outstanding issues/changes.• Maintained corporate action information in the security master database.• Ensured information is entered accurately and distributed to CDS' Participants timely.Key Achievement:2006 (Q1) – Successfully implemented DWO (Dividend with Option) online with Computershare and Equity Transfer and Trust Company as CDS' first online depository and paying agents.

Montreal, Canada Area

Key Responsibilities:• Analyzed and evaluated the Canadian and U.S. Fixed-income markets.• Priced debentures using the BOC bonds, yields, and in-house pricing models and credit ratings. • Matched our in-house prices with institutional vendors for accuracy and consistency.• Delivered bond prices at real-time, mid-day and end of day to clients.• Examined variance reports for discrepancies.

Montreal, Canada Area

Key Responsibilities:• Researched and collected data on fixed income securities.• Validated incoming data with institutional vendors for accuracy and integrity of information.• Consolidated data into presentations and reports for the fixed income analysts.• Researched and assessed the Bank of Canada bonds as benchmarks for bond pricing purposes.Key Achievement:• Cataloged data and researches into a database.

Montreal, Canada Area

Key Responsibilities:• Set up and updated securities in Security Master File system (SMF).• Researched, analyzed and set up mandatory corporate actions events in the system.• Drafted and issued notices to clients in a timely manner.Key Achievement:• Created the securities book for historical purpose and reference.

Mba

Graduate Diploma, Management

Ba, Economics