Elizabeth Slone

Elizabeth Slone Email and Phone Number

Operations Compliance at Comply @ RIA Compliance Group, LLC
boca raton, florida, united states
Elizabeth Slone's Location
Lake Worth, Florida, United States, United States
Elizabeth Slone's Contact Details

Elizabeth Slone work email

Elizabeth Slone personal email

n/a

Elizabeth Slone phone numbers

About Elizabeth Slone

Over thirty years of experience in finance company operations and regulatory compliance. Specializing in Compliance Monitoring Software Systems as well as firm wide systems management.

Elizabeth Slone's Current Company Details
RIA Compliance Group, LLC

Ria Compliance Group, Llc

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Operations Compliance at Comply
boca raton, florida, united states
Website:
ria-compliance.com
Employees:
4
Elizabeth Slone Work Experience Details
  • Ria Compliance Group, Llc
    Director Of Operations
    Ria Compliance Group, Llc May 2024 - Present
    Delray Beach, Florida, United States
    View
  • Comply
    Operations Compliance
    Comply Jan 2023 - Mar 2024
    View
  • Ria In A Box
    Operations Compliance
    Ria In A Box Jan 2020 - Feb 2023
    Delray Beach, Fl
    View
  • Gordian Compliance Solutions, Llc
    Compliance Consultant
    Gordian Compliance Solutions, Llc May 2015 - Feb 2023
    Delray Beach, Fl / San Francisco, California
    Gordian Compliance Solutions offers regulatory consulting services and technology solutions to investment advisers, hedge funds, and broker-dealer clients.
    View
  • 1St Discount Brokerage, Inc
    Operations Manager
    1St Discount Brokerage, Inc Jan 2007 - May 2015
    Lake Worth, Fl
    Maintained day to day BD / RIA Operations duties as well as installing and maintaining internal systems. Customer Service for Sales Reps as well as Retail Clients.

Elizabeth Slone Skills

Management Microsoft Office Microsoft Excel Customer Service Securities Microsoft Word Leadership Mutual Funds Equities Sales Training Financial Services Asset Management Research Finance Investments Microsoft Powerpoint Powerpoint Photoshop

Frequently Asked Questions about Elizabeth Slone

What company does Elizabeth Slone work for?

Elizabeth Slone works for Ria Compliance Group, Llc

What is Elizabeth Slone's role at the current company?

Elizabeth Slone's current role is Operations Compliance at Comply.

What is Elizabeth Slone's email address?

Elizabeth Slone's email address is es****@****box.com

What is Elizabeth Slone's direct phone number?

Elizabeth Slone's direct phone number is +156188*****

What skills is Elizabeth Slone known for?

Elizabeth Slone has skills like Management, Microsoft Office, Microsoft Excel, Customer Service, Securities, Microsoft Word, Leadership, Mutual Funds, Equities, Sales, Training, Financial Services.

Who are Elizabeth Slone's colleagues?

Elizabeth Slone's colleagues are Deborah Dobbs, Cscp®, James Slabaugh.

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