Mark Faulkner Email & Phone Number

Toronto, On, Ca

Toronto, Ontario, Canada

Appointed Senior Vice President in February 2022, Mark joined the CSE immediately after it was recognized as a quotation and trade reporting system in 2003 and was most recently VP, Listings & Regulation. Mark is responsible for the Exchange’s regulatory activities including new listings and ongoing issuer compliance. In 2021, the CSE published the most comprehensive policy changes since being recognized as an exchange, consistent with its public interest mandate and regulatory obligations and in line with the CSE’s proven model of streamlined regulation and customer service. Prior to joining the CSE Mark had a 14-year career at the Toronto Stock Exchange and Market Regulation Services ("RS") in both trading services and regulatory positions. Mark played the primary role in the development and implementation of automated market maker performance systems, introduced the use of link analysis in Market Surveillance Investigations, and developed reports to support compliance activities for market participants.

Toronto, Canada

Responsible for rule development and the ongoing regulation of the Canadian Securities Exchange. As VP, Listings & Regulation responsibilities include the review of Listing Applications and Listed Company compliance with Exchange Policies as well as trading rule development and implementation.