Mark Faulkner

Mark Faulkner Email and Phone Number

Senior Vice President Listings and Regulation @ Canadian Securities Exchange (CSE)
Toronto, ON, CA
Mark Faulkner's Location
Toronto, Ontario, Canada, Canada
Mark Faulkner's Contact Details

Mark Faulkner personal email

n/a
About Mark Faulkner

Mark Faulkner is a Senior Vice President Listings and Regulation at Canadian Securities Exchange (CSE). He possess expertise in securities, capital markets, investor relations, motorcycle safety.

Mark Faulkner's Current Company Details
Canadian Securities Exchange (CSE)

Canadian Securities Exchange (Cse)

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Senior Vice President Listings and Regulation
Toronto, ON, CA
Website:
thecse.com
Employees:
89
Mark Faulkner Work Experience Details
  • Canadian Securities Exchange (Cse)
    Senior Vice President Listings And Regulation
    Canadian Securities Exchange (Cse)
    Toronto, On, Ca
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  • Canadian Securities Exchange (Cse)
    Senior Vice President Listings & Regulation
    Canadian Securities Exchange (Cse) Feb 2022 - Present
    Toronto, Ontario, Canada
    Appointed Senior Vice President in February 2022, Mark joined the CSE immediately after it was recognized as a quotation and trade reporting system in 2003 and was most recently VP, Listings & Regulation. Mark is responsible for the Exchange’s regulatory activities including new listings and ongoing issuer compliance. In 2021, the CSE published the most comprehensive policy changes since being recognized as an exchange, consistent with its public interest mandate and regulatory obligations and in line with the CSE’s proven model of streamlined regulation and customer service. Prior to joining the CSE Mark had a 14-year career at the Toronto Stock Exchange and Market Regulation Services ("RS") in both trading services and regulatory positions. Mark played the primary role in the development and implementation of automated market maker performance systems, introduced the use of link analysis in Market Surveillance Investigations, and developed reports to support compliance activities for market participants.
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  • Cnsx Markets Inc. (Canadian Securities Exchange)
    Vice President, Listings & Regulation
    Cnsx Markets Inc. (Canadian Securities Exchange) Apr 2003 - Feb 2022
    Toronto, Canada
    Responsible for rule development and the ongoing regulation of the Canadian Securities Exchange. As VP, Listings & Regulation responsibilities include the review of Listing Applications and Listed Company compliance with Exchange Policies as well as trading rule development and implementation.
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  • Humber College
    Chief Instructor, Motorcycle Training Program
    Humber College Mar 1989 - Present
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  • Market Regulation Services Inc.
    Manager, Investigations & Analysis
    Market Regulation Services Inc. Apr 2001 - Feb 2003
  • Toronto Stock Exchange
    Manager, Investigations - Market Surveillance
    Toronto Stock Exchange 1989 - 2001
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  • Toronto Stock Exchange
    Operator
    Toronto Stock Exchange 1989 - 1991
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Mark Faulkner Skills

Securities Capital Markets Investor Relations Motorcycle Safety

Frequently Asked Questions about Mark Faulkner

What company does Mark Faulkner work for?

Mark Faulkner works for Canadian Securities Exchange (Cse)

What is Mark Faulkner's role at the current company?

Mark Faulkner's current role is Senior Vice President Listings and Regulation.

What is Mark Faulkner's email address?

Mark Faulkner's email address is ma****@****cnsx.ca

What skills is Mark Faulkner known for?

Mark Faulkner has skills like Securities, Capital Markets, Investor Relations, Motorcycle Safety.

Who are Mark Faulkner's colleagues?

Mark Faulkner's colleagues are Sian Brunton, Pina De Santis, Nicolas Richard, Scott Pritchard, Shannon Idenouye, Saimun Hassan, Philip Cox.

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