Emily Dorris Email & Phone Number

New York, Ny, Us

New York City Metropolitan Area

New York City Metropolitan Area

Compliance Program Governance lead for Policy and Procedure Management, Regulatory Change Management and ADA Compliance. Ensure products and programs were in compliance with consumer regulations (TILA, REG D, UDAAP, Privacy, etc.) by developing policies and procedures, testing, and reporting.Product Compliance Lead for Small and Medium Business Lending provided new product and regulatory guidance, policy and new process guidance, and design throughout the development lifecycle… Show more Compliance Program Governance lead for Policy and Procedure Management, Regulatory Change Management and ADA Compliance. Ensure products and programs were in compliance with consumer regulations (TILA, REG D, UDAAP, Privacy, etc.) by developing policies and procedures, testing, and reporting.Product Compliance Lead for Small and Medium Business Lending provided new product and regulatory guidance, policy and new process guidance, and design throughout the development lifecycle to launch.Compliance Program Management including, Issue Management Program development, Compliance Training Management, Policy and Procedure Governance. Show less

New York City Metropolitan Area

Compliance Consultant responsible for Compliance Program Management in the areas of Consumer Compliance, BSA/AML/OFAC, Issue Management, Training, Policy and Procedures, Product Development.

Successful People Leader with Policy and Program Development and Project Management ExperienceResponsible for strategic and day to day management of multiple Compliance Programs (BSA, AML, CDD, KYC, OFAC, CRA, Training) Developed and managed Bank Training Program. Manage Community Reinvestment (CRA) Program. Managed Regulatory and Internal Examination processes. Policy and Procedure Development, Program Development, Regulatory Reporting, Metrics Development and Reporting, Project… Show more Successful People Leader with Policy and Program Development and Project Management ExperienceResponsible for strategic and day to day management of multiple Compliance Programs (BSA, AML, CDD, KYC, OFAC, CRA, Training) Developed and managed Bank Training Program. Manage Community Reinvestment (CRA) Program. Managed Regulatory and Internal Examination processes. Policy and Procedure Development, Program Development, Regulatory Reporting, Metrics Development and Reporting, Project Management, Fraud Management. AML Rules and Risk Assessment Analysis and Review experience. KYC/CDD/EDD Policy and System review and Development. Designed Internal KYC system used by the firm.Managed consumer compliance within the BSA/AML program by implementing policies and procedures that ensured adherence to regulatory requirements, including Customer Identification Programs (CIP) and Customer Due Diligence (CDD). Identified and mitigated compliance risks, conducted regular audits and training to promote awareness of consumer protection laws, and streamlined reporting processes for Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs), balancing regulatory obligations with a strong commitment to consumer privacy and fair treatment.Extensive Project Management experience managing large and small projects across the firm.Project Managed 1.8B asset acquisition: compliance, technology, operations, accounting, human resources, treasury, credit, legal, regulatory processes to accomplish and complete project with in limited time period to meet business objective.Safra National Bank of New York is affiliated with Safra Securities LLC and Safra Asset Management, Show less

Responsible for managing AML Transaction Monitoring Responsibilities. Managing Compliance metrics and reporting to the bank Board of Directors. Preparing documentation and support for annual examinations with bank examiners and regulators. Directing and maintaining AML strategic and daily results. Managing and Reporting bankwide training program to Board of Directors and Regulators. Managing multiple projects and initiatives. Manage bank record retention program. Develop and maintain… Show more Responsible for managing AML Transaction Monitoring Responsibilities. Managing Compliance metrics and reporting to the bank Board of Directors. Preparing documentation and support for annual examinations with bank examiners and regulators. Directing and maintaining AML strategic and daily results. Managing and Reporting bankwide training program to Board of Directors and Regulators. Managing multiple projects and initiatives. Manage bank record retention program. Develop and maintain Compliance policy and procedures. Show less

Greater New York City Area

Responsible for day to day management of AML Investigations team. Transaction Monitoring, Investigations, SAR Filing, OFAC reviews, Audit and Regulatory Support, Project Management and Training. Planned and led remediation efforts to bring case backlog to current status while addressing open audit and examination items.Managed consumer compliance in the BSA/AML program by enforcing regulations, training staff, and improving reporting processes while protecting consumer rights.

Salt Lake County, Utah, United States

Managed process improvements and training initiatives across multiple operational departments, enhancing efficiency, streamlining workflows, and driving performance improvements. Led cross-functional teams to identify areas for optimization and implemented best practices to achieve operational excellence.

Salt Lake County, Utah, United States

Developed and led training programs for stored value and travelers' cheque customer service, addressing customer issues and seasonal volume needs. Designed and implemented tailored training plans to improve service quality and manage peak periods effectively.

Bs, Psychology, Education

Mba, Human Resource Management