Eric R. Email & Phone Number

Naperville, Illinois, United States

Chicago, Illinois, United States

Managed SOX 404 risk assessments, scoping exercises, and management testing for an international asset management firm with over $300 billion assets under management. Managed ITGC testing and coordinated all aspects of ITGC audit and assurance programs required for regulatory frameworks.Supervised up to ten international auditors for SOX, SOC1, ISAE 3402, Solvency II, SEC, and other regulatory framework engagements.Acted as the primary liaison and relationship manager with external auditors, ensuring smooth coordination and timely production of evidence.Performed detailed quality review for all SOX management testing workpapers prepared by team.Reviewed and managed risk assessments, scoping exercises, and process documentation for audited frameworks of 400+ controls, ensuring compliance with regulatory requirements.Provided executive management reporting on audit findings, testing outcomes, and progress on the annual SOX plan.Set the culture for the team and mentored team members in their career development.Demonstrated excellent analytical and problem-solving skills, with the ability to identify and assess complex risks and controls.Ability to manage multiple priorities and meet deadlines in a fast-paced environment.Relevant skills/applications: Office 365, OneSumX, Jira, UrbanDeploy, ServiceNow, Workday, PowerApps, PowerBI, Aladdin, PCS Live, Precision LM, SAP Business Objects, PAM for Securities, PwC Connect, EY Canvas

Cedar Rapids, Iowa

I perform the functions of Lead Auditor/Auditor-in-Charge on site, operational, compliance, and financial audits.

Iowa City

Lead Auditor/Auditor-in-Charge for city, county, state agency financial audits

Master Of Business Administration - Mba, Accounting

MBA with Accounting certificate

Bachelor Of Business Administration - Bba, Accounting And Finance