Financial Solutions and Capital Planning

Alternative Investment Trading

Cover infrastructure and natural resource industry, as well as municipal bonds, PPP projects

Due Diligence, Industry Research Report, PitchBook Preparation, Client Communication

Share issuing and asset restructuring, financial due diligence for preferred stock issuing and private placement, industry research for a potential IPO project

1. Composed 36 transfer pricing documents and tax planning reports, analyzed enterprise risk and reported to senior manager2. Conducted financial due diligence and industry analysis for related party transaction, ownership framework restructuring3. Carried out function and risk analysis and comparative analysis based on database and public materials to test profit level4. Designed capital raising plan and currency swap and option plan to hedge market risk for 3 multinational companies5. Took charge of equity capital market research and coordinated with other market participants, and the investment community

1. Completed fund diagnosis report via Wind database and interpreted indexes, benefits and risks, investment strategy to clients2. Investigated overseas FOF / ESG and other fund products, summarized, compared and analyzed overseas mainstream fund company's related products, and assisted in Mutual Fund issuing procedure in China Securities Regulatory Commission (CSRC)3. Monitored and reported breaches (limits and settlement) on capital markets activities, maintain dashboard on weekly basis4. Compiled Credit Risk Reports and liaised with Stress Testing to ensure results integration into Risk Appetite Framework5. Provided regulations insight, investigated competitors’ mutual fund products, and liaised with Mutual Fund issuing procedure

1. Assisted to compose bidding documents, made comparisons and analyzed differences between projects 2. Collected related materials in order to conduct due diligence of bank clients3. Composed data analysis and assisted in PPT for multinational financial institutions4. Took part in internal control and risk management training; took charge of 11 meeting minutes and summarize record5. Translated tax regulations (Tax Residence&TINs) for 7 European countries