Senior Compliance Professional
Current• Leads large scale regulatory change project teams. Drives changes, focused on rating, rules, forms or underwriting guideline updates, as well as systems changes. • Owns communication of regulatory changes and/or direction to impacted stakeholder groups including issuing organizational direction to impacted stakeholder groups including issuing organizational bulletins and coordination of post implementation cross checks.• Facilitates Regulatory Investigations and Data Calls. Ensures timely and accurate responses are provided to regulators, including direct engagement with regulatory examiners on a routine basis. Ensures all corrective actions are clearly documented and efficiently remediated as required.• Performs complex internal compliance audits and risk assessments, including documentation, process flows, and testing. Generates reporting to track changes and results. Drives development of recommendations to help improve the compliance and efficiency of the business. Acts as a thought partner with the business in their effort to address noted concerns.• Provides comprehensive mentorship and training to new compliance associates integrating into the team, ensuring they are well-versed in regulatory standards, company policies, and best practices. This includes conducting detailed training sessions and offering ongoing support to facilitate their professional growth and effective contribution to the team.
