Eric Field Email and Phone Number
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Eric Field personal email
Eric Field phone numbers
Seasoned compliance manager with over 20 years of experience in balancing regulatory requirements with business needs, resolving conflicts, and using creative problem solving skills. Known for subject matter expertise in compliance arena and for promoting new business and product development while maintaining compliance with all regulatory requirements. Skilled at developing and implementing efficient and compliant policies and procedures.Strategic Leadership & Management • Creative Problem Solving • Regulatory InvestigationsEvaluate New Products & Businesses • Legal and Regulatory Compliance Policy & Procedure Development • Cost Management & Reduction • Win-Win Outcomes Communication & Interpersonal Skills • Mitigate Compliance Risk • Assess New Rules & Regulations
Harris Williams
View- Website:
- harriswilliams.com
- Employees:
- 400
-
Director Of Risk And ComplianceHarris Williams Apr 2021 - PresentRichmond, Virginia, United States
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Company Co-OwnerSie Professor Jun 2019 - PresentGreater Milwaukee AreaCreated high-quality SIE Exam study materials for students interested in passing FINRA's SIE Exam. The study materials have been made available through a hard copy book published on Amazon and an online course designed for students to master SIE Exam concepts. -
Director Of Capital Markets ComplianceBaird Jul 2011 - Apr 2021Greater Milwaukee Area -
Adjunct ProfessorCarroll University 2016 - 2017Waukesha, Wisconsin -
Director Of Equity Capital Markets ComplianceRobert W. Baird & Co. 2010 - 2011
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Managing DirectorFbr Capital Markets 2003 - 2010Washington D.C. Metro Area -
Compliance (Tmms) ExaminerFinra (Formerly Nasd) 2000 - 2003Washington D.C. Metro Area -
Senior UnderwriterState Farm Insurance 1997 - 2000Greater Philadelphia Area
Eric Field Skills
Eric Field Education Details
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Master Of Science (M.S.) -
Bachelor Of Science (B.S.)
Frequently Asked Questions about Eric Field
What company does Eric Field work for?
Eric Field works for Harris Williams
What is Eric Field's role at the current company?
Eric Field's current role is Director of Risk and Compliance at Harris Williams.
What is Eric Field's email address?
Eric Field's email address is ef****@****ird.com
What is Eric Field's direct phone number?
Eric Field's direct phone number is +141476*****
What schools did Eric Field attend?
Eric Field attended The Johns Hopkins University - Carey Business School, West Virginia University.
What are some of Eric Field's interests?
Eric Field has interest in Children.
What skills is Eric Field known for?
Eric Field has skills like Capital Markets, Equities, Trading, Fixed Income, Finra, Options, Banking, Regulatory Submissions, Strategy, Regulations, Insurance, Securities.
Who are Eric Field's colleagues?
Eric Field's colleagues are Holly Moss, Eric Mcanelly, Kelly Freeman, Kelsey Sullivan Seery, Mithil Pujar, Brandi O'leary, Erin O'donnell.
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Eric Field
New York City Metropolitan Area1jefferies.com -
Eric Field
Wheeling, Il -
Eric Field
Director Of Information Technology; Lecturer In Architecture At The University Of Virginia School Of ArchitectureCharlottesville, Va2virginia.edu, virginia.edu2 +143490XXXXX
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1ncr.com2 +140360XXXXX
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