Director Of Risk And Compliance
Current
Apr 2021 - Present
AeroLeads people directory · profile
Eric Field Email & Phone Number
Director of Risk and Compliance at Harris Williams
at
Harris Williams
1 work email found
@harriswilliams.com
3 phones found area 414
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Director of Risk and Compliance at Harris Williams
Location
Richmond, Virginia, United States
Company size
Who is Eric Field? Overview
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Quick answer
Eric Field is listed as Director of Risk and Compliance at Harris Williams at Harris Williams, a company with 400 employees, based in Richmond, Virginia, United States. AeroLeads shows a work email signal at harriswilliams.com, phone signal with area code 414, and a matched LinkedIn profile for Eric Field.
Eric Field previously worked as Director of Risk and Compliance at Harris Williams and Company Co-Owner at Sie Professor. Eric Field holds Master Of Science (M.S.) from The Johns Hopkins University - Carey Business School.
Company email context
Email format at Harris Williams
This section adds company-level context without repeating Eric Field's masked contact details.
{first_initial}{last}@harriswilliams.com
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AeroLeads found 1 current-domain work email signal for Eric Field. Compare company email patterns before reaching out.
Profile bio
About Eric Field
Seasoned compliance manager with over 20 years of experience in balancing regulatory requirements with business needs, resolving conflicts, and using creative problem solving skills. Known for subject matter expertise in compliance arena and for promoting new business and product development while maintaining compliance with all regulatory requirements. Skilled at developing and implementing efficient and compliant policies and procedures.Strategic Leadership & Management • Creative Problem Solving • Regulatory InvestigationsEvaluate New Products & Businesses • Legal and Regulatory Compliance Policy & Procedure Development • Cost Management & Reduction • Win-Win Outcomes Communication & Interpersonal Skills • Mitigate Compliance Risk • Assess New Rules & Regulations
Listed skills include Capital Markets, Equities, Trading, Fixed Income, and 21 others.
Current workplace
Eric Field's current company
Company context helps verify the profile and gives searchers a useful next step.
Harris Williams
8 roles · 29 years
Eric Field work experience
A career timeline built from the work history available for this profile.
Company Co-Owner
CurrentCreated high-quality SIE Exam study materials for students interested in passing FINRA's SIE Exam. The study materials have been made available through a hard copy book published on Amazon and an online course designed for students to master SIE Exam concepts.
Jun 2019 - Present
Director Of Capital Markets Compliance
Jul 2011 - Apr 2021
Adjunct Professor
2016 - 2017
~1 yr
Director Of Equity Capital Markets Compliance
2010 - 2011
~1 yr
Managing Director
2003 - 2010
~7 yrs
Compliance (Tmms) Examiner
2000 - 2003
~3 yrs
Senior Underwriter
1997 - 2000
~3 yrs
Team & coworkers
Colleagues at Harris Williams
Other employees you can reach at harriswilliams.com. View company contacts for 400 employees →
TS
Tyler Smith
Colleague at Harris Williams
Wyckoff, New Jersey, United States, United States
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KF
Kiana Feliciano
Colleague at Harris Williams
United States, United States
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NE
Nate Elliott
Colleague at Harris Williams
Chagrin Falls, Ohio, United States, United States
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GH
Gray Hollins
Colleague at Harris Williams
Richmond, Virginia, United States, United States
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AH
Alexa Hallman
Colleague at Harris Williams
Richmond, Virginia, United States, United States
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AP
Andreas Poth
Colleague at Harris Williams
Frankfurt, Hesse, Germany, Germany
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LC
Lucy Collins
Colleague at Harris Williams
Greater Richmond Region, United States
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SF
Sara Finke
Colleague at Harris Williams
Richmond, Virginia, United States, United States
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SP
Saundra Pompey
Colleague at Harris Williams
Richmond, Virginia, United States, United States
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NN
Nick Nah
Colleague at Harris Williams
Singapore, Singapore, Singapore
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Tyler Smith
Colleague at Harris Williams
Wyckoff, New Jersey, United States, United States
View →
KF
Kiana Feliciano
Colleague at Harris Williams
United States, United States
View →
NE
Nate Elliott
Colleague at Harris Williams
Chagrin Falls, Ohio, United States, United States
View →
GH
Gray Hollins
Colleague at Harris Williams
Richmond, Virginia, United States, United States
View →
AH
Alexa Hallman
Colleague at Harris Williams
Richmond, Virginia, United States, United States
View →
AP
Andreas Poth
Colleague at Harris Williams
Frankfurt, Hesse, Germany, Germany
View →
LC
Lucy Collins
Colleague at Harris Williams
Greater Richmond Region, United States
View →
SF
Sara Finke
Colleague at Harris Williams
Richmond, Virginia, United States, United States
View →
SP
Saundra Pompey
Colleague at Harris Williams
Richmond, Virginia, United States, United States
View →
NN
Nick Nah
Colleague at Harris Williams
Singapore, Singapore, Singapore
View →
2 education records
Eric Field education
Master Of Science (M.S.)
Bachelor Of Science (B.S.)
FAQ
Frequently asked questions about Eric Field
Quick answers generated from the profile data available on this page.
What company does Eric Field work for?
Eric Field works for Harris Williams.
What is Eric Field's role at Harris Williams?
Eric Field is listed as Director of Risk and Compliance at Harris Williams at Harris Williams.
What is Eric Field's email address?
AeroLeads has found 1 work email signal at @harriswilliams.com for Eric Field at Harris Williams.
What is Eric Field's phone number?
AeroLeads has found 3 phone signal(s) with area code 414 for Eric Field at Harris Williams.
Where is Eric Field based?
Eric Field is based in Richmond, Virginia, United States while working with Harris Williams.
What companies has Eric Field worked for?
Eric Field has worked for Harris Williams, Sie Professor, Baird, Carroll University, and Robert W. Baird & Co..
Who are Eric Field's colleagues at Harris Williams?
Eric Field's colleagues at Harris Williams include Tyler Smith, Kiana Feliciano, Nate Elliott, Gray Hollins, and Alexa Hallman.
How can I contact Eric Field?
You can use AeroLeads to view verified contact signals for Eric Field at Harris Williams, including work email, phone, and LinkedIn data when available.
What schools did Eric Field attend?
Eric Field holds Master Of Science (M.S.) from The Johns Hopkins University - Carey Business School.
What skills is Eric Field known for?
Eric Field is listed with skills including Capital Markets, Equities, Trading, Fixed Income, Finra, Options, Banking, and Regulatory Submissions.
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