Erik Correa Email & Phone Number

I am a dedicated and results-driven financial professional with a background in investment advisory, wealth management, and regulatory compliance. With 5 + years of experience in the financial industry, I am passionate about helping individuals and businesses achieve their financial goals while ensuring adherence to regulatory requirements.Throughout my career, I have gained valuable expertise in regulatory compliance, auditing, securities markets, blockchain technology and risk management. I have a deep understanding of industry regulations and standards which allows me to guide clients in making informed investment decisions while maintaining compliance with applicable laws and regulations.Previously, I obtained the Series 7 and 63 licenses, which, although expired, provided me with a solid foundation in securities regulations and financial products. This experience deepened my understanding of investment vehicles and allowed me to effectively communicate investment options to clients. While these licenses are currently expired, I remain committed to staying up-to-date with the latest industry standards and regulations.I am currently pursuing the Chartered Financial Analyst (CFA) certification to further enhance my expertise and stay at the forefront of the financial industry. By combining my practical experience with the theoretical knowledge gained from the CFA curriculum, I can provide clients with unparalleled insights and deliver exceptional investment solutions.I hold a Bachelors degree in Business Administration with a focus in Finance from Texas State University. Alongside my academic achievements, I continuously seek professional development opportunities to enhance my skills and knowledge in the financial industry. I am an avid learner, always staying updated on the latest market developments, industry regulations, and emerging trends.If you are seeking a dedicated financial professional with a strong compliance background, analytical acumen, and a commitment to regulatory excellence, please feel free to connect with me. I am always open to exploring new opportunities, collaborating on projects, or providing guidance to fellow professionals in the financial industry.

Listed skills include Proficient In Microsoft Word/Excel, Strong Listening Skills, Sense Of Urgency/Accountability/Reliability, Self Motivated, and 8 others.

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  Texas State University

  Finance, General