Selected Accomplishments:• Selected as a member of the Pilot Team located in Delaware to actively engage in discussions and implementation of the new Global Standard relating to Correspondent Banking environment.• Maintain awareness of AML/BSA trends via participation in ACAMS (Association of Certified Anti-money Laundering Specialists) via web based training and attendance at scheduled conferences.• Partner with the IT liaison members, to create and deliver internal training to the group of new tools and applications within the group.• Managed department and staff of six financial professionals and overseeing transfer of over $100 billion in cash and securities to various financial institutions with minimum of operational risk.• Mitigated operational risk to the firm by compiling all operational risk management procedures for fund transfer and securities transfer processing, incorporating the procedures for Anti-Money Laundering (AML), Know Your Customer (KYC), and completing SAS 70 Audit requirements.• Successfully conducted compliance testing of all of the firm’s risk management and internal audit procedures for various Federal and State governmental agencies, including the Federal Reserve Bank, insuring compliance with various Supervision and Regulation Letters (SR Letters).• Consistently insured Group’s compliance with the USA Patriot Act, Bank Secrecy Act (BSA), Regulation J, and the Sarbanes-Oxley Act (SOX).• Completed conversion of numerous legacy accounting systems to the firm’s premier accounting system, SAP Software, achieving system uniformity. • Analyzed the business needs, the functional requirements, and managed the project for the successful conversion of legacy operational systems to the new securities lending production system, which resulted in increased efficiency and mitigation of financial risk.Specialties: Operational Risk Management; Project Management; Business Analysis; Compliance; Account Reconciliation;Securities Lending;