Operations Analyst • Ensured that customers received principle and interest payments in a timely manner and that all receivables were properly accrued and collected. • Verified client account balances and resolved all physical and monetary differences.• Research and resolve all receivable and payable exceptions.• Track, report, monitor and resolve fail issues.• Heavy phone and email communication and documenting. • Verify that coupons, accrual periods, factors, amortizations are current and correct in Security Master for trade processing. • Coordinate Nomura Securities Finance LLC Disbursements• Assembled and distributed weekly MIS report, Support customer and branch services. • Verified realized losses and shortfalls working with trustees and remittance websites.• Worked with trustee and paying agents to minimize delay in receipt of payment.• Corporate Actions - consent solicitations, transfers, swaps, funges, dividend elections• Maintain P&I collections for Mortgaged Back Securities ABS, CMO, CDO, CLO, Residuals, DTC, Euroclear, Physical and Fed agency bonds for inventory and PB client accounts.• Physical security transfers, exhibit preparation, document review and record keeping. • Process physical funges, redemptions, consent solicitations, and security swaps• Claim monthly remittance of principle and interest payments for securities that did not make registration into customer or company name on record date. • Verify and pay claims from brokers and clients who could not make registration by record date.• Receive, collect, book and deposit checks.

Maintain P&I collections for mortgaged back securities ABS, CMO, CDO, Residuals, DTC,Physical and Fed agency bonds.•Research and resolve all receivable and payable exceptions.•Claim monthly remittance of principle and interest payments for securities that did not make registration into customer or company name on record date. •Verify and pay claims from brokers and clients who could not make registration by record date.•Resolve open aged receivable and payable positions for corporate actions dept.•Report interest collected to tax department on all repo positions.•Physical security transfers and record keeping.

• Maintained physical inventory P&I for mortgaged back securities, CMO, CDO, Residuals, DTC and Euroclear bonds.• Assembled and distributed MIS and regulatory reports, risk management, volume report, and recorded sox evidence. • Tied out daily transactions to general ledger.• Researched and resolved all breaks using problem solving and decision making skills • Responsible for DTC and physical reorganization notifications on corporate action. • Coordinated interest collection of residual positions with traders and their assistants.• Verified realized losses and shortfalls working with trustees and remittance websites.• Verified client account balances and resolved all physical and monetary differences.• Worked with trustee and paying agents to minimize delay in receipt of payment. • Ensured that customers received principle and interest payments in a timely manner and that all receivables were properly accrued and collected.• Disbursed principle and interest payments to repurchase agreement and safekeeping customers.• Claimed monthly remittance of principle and interest payments for securities that did not make Registration into customer or company name on record date. • Verified claims from clients and brokers for positions purchased but not registered by record date.• Reviewed daily Fed wire receipts for payments on all open receivable and payable positions. • Receive, collect, book and deposit checks.• Coordinated system enhancements with MTS support group for productivity improvements.• Support customer and branch services.• Heavy phone communication and documenting.• Ensured that securities become registered into company’s name. Allocations Department: Pool info, trade corrections, spec trades, weekly fail report, 1993 to 1997 Government Securities Audit Supervisor 1981 to 1993 Please request copy of resume for all job descriptions