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@nrs-inc.com
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Ginger Simmons is listed as RISK ANALYSIS | INTERNAL CONTROLS | FINANCIAL SERVICES | COMPLIANCE | QUALITY MANAGEMENT based in Scottsdale, Arizona, United States. AeroLeads shows a work email signal at nrs-inc.com and a matched LinkedIn profile for Ginger Simmons.
Ginger Simmons previously worked as Compliance Consultant at Nrs - National Regulatory Services and Compliance Examiner at Self-Employed. Ginger Simmons holds B.A., Business Administration/Marketing, Magna Cum Laude, Marketing/Marketing Management, General from Georgia Southwestern University.
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Highly trained and experienced professional with a strong background in risk analysis and compliance in the financial services industry. Experienced in all facets of operations control, quality management, budget and new business development. Knowledgeable about current regulatory industry trends and changes in laws that affect regulatory practices. A results oriented leader with outstanding analytical, communication and interpersonal skills who excels in a dynamic, fast-paced environment. Well developed organizational and time management skills with the ability to manage multiple tasks and job responsibilities.I previously held Series 6, 7 24, 26, 63 (former FINRA securities registrations)
Listed skills include Management, Leadership, Operations Management, Financial Services Compliance, and 22 others.
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Scottsdale, AZ
Conduct regulatory audits of Registered Representatives, Investment Advisors and branch audits of various Broker-Dealers. Examine processes and procedures for internal processes, company guidelines and regulatory compliance of Registered Representatives, Investment Advisors and Broker-Dealers Provide compliance consulting and training as.
Scottsdale, AZ
Conducted compliance audits for LIMRA of Financial Advisors, Investment Advisors and branch audits of offices of supervisory jurisdiction (OSJ’s) of various Broker-Dealers. Audited processes and procedures for internal and regulatory compliance.Provided compliance consulting and training as needed for auditees. Was responsible for collecting samples of.
Phoenix, AZ
Expanded customer base from 50 to over 300 regular customers, and increased franchise revenue from $75,000 per year to over $1 million annual sales revenue.Consistently ranked in the top 15 Maid Brigade Franchises in the country for revenue attainment and maintained this high rating out of 300 franchisees until the sale of the company. Responsible for all.
Scottsdale AZ
Managed 13 agencies in 7 states in all aspects of agency operations, control processes, planning and expense management.Supervised, mentored and developed 13 Operations and Control Managers and 82 indirect reports. Improved compliance audit results by 54% over the previous year’s audit scores resulting in the Western territory being one out of six to.
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Ginger Simmons is listed as RISK ANALYSIS | INTERNAL CONTROLS | FINANCIAL SERVICES | COMPLIANCE | QUALITY MANAGEMENT.
AeroLeads has found 1 work email signal at @nrs-inc.com for Ginger Simmons.
Ginger Simmons is based in Scottsdale, Arizona, United States.
Ginger Simmons has worked for Nrs - National Regulatory Services, Self-Employed, Maid Brigade, and Prudential Financial.
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Ginger Simmons holds B.A., Business Administration/Marketing, Magna Cum Laude, Marketing/Marketing Management, General from Georgia Southwestern University.
Ginger Simmons is listed with skills including Management, Leadership, Operations Management, Financial Services Compliance, Finra, Internal Control Implementation, Internal Audit, and Risk Management.
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