Virginia Chapman Email & Phone Number

North Bend, Wa, Us

Cambridge, Massachusetts, United States

Cambridge, Massachusetts, United States

With the October 2021 divestiture of NRS by Accuity Inc., the NRS Blue Sky Services operation was integrated into LexisNexis Risk Solutions and we are now known as Blue Sky Regulatory Solutions, a part of LexisNexis®Risk Solutions. I continue in my role as the senior leader of the Blue Sky consulting and technology business, a role about which I am passionate; focused on the delivery of strategic and innovative solutions for the financial services industry.I am an active participant in… Show more With the October 2021 divestiture of NRS by Accuity Inc., the NRS Blue Sky Services operation was integrated into LexisNexis Risk Solutions and we are now known as Blue Sky Regulatory Solutions, a part of LexisNexis®Risk Solutions. I continue in my role as the senior leader of the Blue Sky consulting and technology business, a role about which I am passionate; focused on the delivery of strategic and innovative solutions for the financial services industry.I am an active participant in the NASAA EFD Filer Panel. I service as a co-organizer and moderator for the Blue Sky Paralegal Roundtable, a session that has been the opening event on the annual NASAA Fall Conference program for more than 30 years. And I continue to work with the Investment Company Institute on regulatory issues, providing analysis and reports on the impact of state rules changes on fund expenses.My experienced team of blue sky compliance professionals provide end-to-end Blue Sky filing services for investment companies and fund administrators. We fully manage the complex compliance requirements of the blue sky operation for our cleints, to enable our clients to focus on their core enterprise goals. We support registered investment companies as well as private offerings, handling all of your state filing requirements. Our private fund team also handles the preparation and filing of the Form D with the SEC, so you have all of your private fund filings with one vendor. Show less

Boston, Ma

Throughout my career with National Regulatory Services (NRS), my role as Vice President, Blue Sky Services involved working with sales, marketing and our clients to grow our business from the software consulting firm we were prior to the January 2000 acquisition of BSCI by Thomson Financial/NRS, to the industry leader in blue sky compliance software and one of the top outsourcing service providers in the area of state securities compliance. During this 21 year journey I used my creative problem… Show more Throughout my career with National Regulatory Services (NRS), my role as Vice President, Blue Sky Services involved working with sales, marketing and our clients to grow our business from the software consulting firm we were prior to the January 2000 acquisition of BSCI by Thomson Financial/NRS, to the industry leader in blue sky compliance software and one of the top outsourcing service providers in the area of state securities compliance. During this 21 year journey I used my creative problem solving skills and technical expertise to bring our Blue Sky Solution platform to full maturity. Our outsourcing operation opened in September 2000 and developed a strong reputation in the industry for outstanding, high-quality services. The operation is now one of the premier service providers in the area of Blue Sky Compliance, offering our outsourcing solution as well as our new Blue Sky Solution SaaS platform. Show less

Boston, Massachusetts, United States

VP of Blue Sky Sales - partner and co-owner of this business with my husband, Peter Chapman. My duties included, business development, client data conversions, implementation and end user training for the BCSI Flagship product - BlueSky98, testing of new releases, development of the User Guide, and technical support. BCSI was acquired by Thomson Financial in January 2000, and subsequently integrated into National Regulatory Services BlueSky98 was rebranded as NRS' Blue Sky Solution.

Boston, Massachusetts, United States

As Director in the Investment Advisor Compliance Department I had senior management oversight for Blue Sky Compliance, Regulatory Report and Portfolio Manager Education. I continued my responsibilies as the ICI State Liaison throughout my career with Fidelity Investments.

Boston, Massachusetts, United States

Manager, Blue Sky Compliance - Blue Sky Administration and Compliance operation for the full compliment of the Fidelity Mutual Funds, ensuring the funds are continuously registered with all state securities agencies to support the continous offer and sale of shares to the investing public. Daily responsibilities included communication with Legal Product and Marketing teams to support new fund launches, fund events deemed to be material in nature and subject to state amendments, monitoring of… Show more Manager, Blue Sky Compliance - Blue Sky Administration and Compliance operation for the full compliment of the Fidelity Mutual Funds, ensuring the funds are continuously registered with all state securities agencies to support the continous offer and sale of shares to the investing public. Daily responsibilities included communication with Legal Product and Marketing teams to support new fund launches, fund events deemed to be material in nature and subject to state amendments, monitoring of daily sales activities and preparation and timely filing of amendments as necessary to support current sales trends. While employed with Fidelity I completed my licenses for Series 6 and Series 63 and participated as a Corporate Reserve member, taking investor calls and placing trades during peak call center periods.I represented Fidelity Investments on the Investment Company Institute (ICI) State Liaison Committee, attending regular meetings and working with the ICI on state regulatory issues. Show less

Boston, Massachusetts, United States

As the Assistant Manager, Blue Sky Compliance Department, I was responsible for the day-to-day operation and oversight of the Blue Sky function. The Blue Sky operation ensured the on-going effectiveness of state registrations for each of the Fidelity Mutual Funds offered to the public. Blue Sky Laws are state consumer protection laws designed specifically to prevent fraud related to the offer and sale of securities in the United States, the District of Columbia and the US territories of Guam,… Show more As the Assistant Manager, Blue Sky Compliance Department, I was responsible for the day-to-day operation and oversight of the Blue Sky function. The Blue Sky operation ensured the on-going effectiveness of state registrations for each of the Fidelity Mutual Funds offered to the public. Blue Sky Laws are state consumer protection laws designed specifically to prevent fraud related to the offer and sale of securities in the United States, the District of Columbia and the US territories of Guam, Puerto Rico and the US Virgin Islands.During my tenure as Assistant Manager I worked with our technology vendor to upgrade the blue sky application in use at the time from 4 stand-alone computers to a networked version of the BSCSS application. Show less

Boston, Massachusetts, United States

Re-entered the work-force after 3 years as a full-time stay-at-home mother, working as a full-time temporary employee with the vendor with whom I worked during my career with Colonial Management to implement the PW BSCSS application. This gave me the opportunity to catch up on the changes in the industry during my 3-year hiatus, and to reconnect with the blue sky community in Boston, MA. From this temporary position I found my way into the Assistant Manager role with Fidelity Investments, and… Show more Re-entered the work-force after 3 years as a full-time stay-at-home mother, working as a full-time temporary employee with the vendor with whom I worked during my career with Colonial Management to implement the PW BSCSS application. This gave me the opportunity to catch up on the changes in the industry during my 3-year hiatus, and to reconnect with the blue sky community in Boston, MA. From this temporary position I found my way into the Assistant Manager role with Fidelity Investments, and continued to work with this vendor as a client during my career with Fidelity Investments. Show less

Boston, Massachusetts, United States

As State Regulations Administrator I was responsible for the preparation and filing of all state registrations for the Colonial Mutual Funds, daily monitoring and reporting of fund sales, preparation of monthly compliance calendars and preparation of all payments for state filings, as well as monthly reconciliation of the blue sky bank account. Automated the operation in 1987 with the implementation of the PW Blue Sky Compliance Support System, and found my love of technology with this project.… Show more As State Regulations Administrator I was responsible for the preparation and filing of all state registrations for the Colonial Mutual Funds, daily monitoring and reporting of fund sales, preparation of monthly compliance calendars and preparation of all payments for state filings, as well as monthly reconciliation of the blue sky bank account. Automated the operation in 1987 with the implementation of the PW Blue Sky Compliance Support System, and found my love of technology with this project. This position introduced me to the world of state regulations which became my life-long career. Show less

Brodheadsville, Pennsylvania, United States

Music Educator teaching grades 5 through 12 - general music and chorus at the middle school level, and music theory, music appreciation and high school chorus and select chorus at the high school level. Directed the high school spring musical each year, and served as the coach and advisor for the silk squad during football season. During this time I was also a church organist and choir director for both the adult and children's choir and taught private lessions.

Post Graduate Work, Finance, General

Started my Masters Degree in Business with a focus on Finance, but left the program when our first child came along. Parenthood was.

Business Administration And Management, General

Retooling after leaving teaching; studied Accounting, MIS and Business Administration

Bm, Music Education K-12, With A Minor In Religious Studies

Activities and Societies: Graduated Magna Cum Laud, and inducted into Kappa Gamma Pi - National Catholic College Graduate Honor Society.