Glenn Smith

Glenn Smith Email and Phone Number

Director of AML and Financial Crime Compliance @ CME Group
United Kingdom
Glenn Smith's Location
United Kingdom, United Kingdom
Glenn Smith's Contact Details
About Glenn Smith

25 Year experienced Financial Services, Technology, Operations Risk and Transformation Professional. Spanning roles from Sales and Relationship Management through to Client On-boarding, AML KYC Financial Crime Compliance and Digital Transformation. Exposure to Products including Securities Clearance and Custody, Cash Management, Liquidity, Collateral Management and Derivatives.Experience successfully leading large Regional and Global teams, driving operational excellence while significantly enhancing customer and stakeholder satisfaction.

Glenn Smith's Current Company Details
CME Group

Cme Group

View
Director of AML and Financial Crime Compliance
United Kingdom
Website:
cmegroup.com
Employees:
3677
Glenn Smith Work Experience Details
  • Cme Group
    Director Of Aml And Financial Crime Compliance
    Cme Group
    United Kingdom
  • Cme Group
    Director Of Aml & Financial Crime Compliance
    Cme Group Jan 2024 - Present
    London, England, United Kingdom
  • Sas
    Emea Head Of Aml, Client Experience Practice
    Sas Oct 2022 - Jan 2024
  • Sas
    Emea Head Of Aml & Head Of Fraud Uk&I, Providing Market Leading Aml & Fraud Client Solutions.
    Sas Jan 2021 - Aug 2022
    London, England, United Kingdom
  • Sas
    Senior Manager Business Solutions At Sas - Providing Market Leading Aml & Fraud Client Solutions.
    Sas Apr 2020 - Jan 2021
    United Kingdom
    Working with clients across EMEA providing domain experience and helping clients realize the benefits that can be gained with the Market Leading SAS solutions, to challenges within AML Fraud and Security Intelligence.Harnessing the power of SAS capability.
  • Pegasystems
    Client Lifecycle Management & Aml Kyc Solutions Manager
    Pegasystems Jan 2018 - Apr 2020
    London, United Kingdom
    Client Lifecycle Management (CLM) & Anti Money Laundering (AML) Know Your Customer (KYC) Domain Manager with Pegasystems. Partnering with Clients in Banking and Financial Services to provide Pega CLM AML & KYC Capability & Solutions, driving efficiency and ensuring Regulatory and AML Compliance through smart Automation
  • Maritim Solutions Financial Services Consultancy
    Managing Director
    Maritim Solutions Financial Services Consultancy Jul 2017 - Jul 2019
    London, United Kingdom
    Senior Client On-boarding KYC and Client Life-cycle Management experienced professional, engaged in interim advisory and consultancy in relation to Regulatory change activities, and Digital Transformation.
  • Bank Of America Merrill Lynch
    Head Of Emea Client Onboarding And Fulfilment, Global Treasury
    Bank Of America Merrill Lynch Jul 2015 - Jul 2017
    London, United Kingdom
    Head of EMEA client onboarding, leading teams based in London, Chester, Hyderabad and Gurugram with core responsibility to transition new Treasury business onto Bank of America platforms, across clients in the Corporate UK Ireland/Europe, Financial Institutions both bank and non Bank, and Commercial industries. Accountability for onboarding from the sales pitch, to managing end to end including legal documentation, Global KYC documentation and requirements. Implementing complex liquidity solutions Globally, engaging as part of sales solution facilitating the on boarding life cycle with clients payments/receipts /liquidity solutions/technical solutions ie SWIFT Host to Host SEPA. Senior face off to Front Office/Sales/Corporate Bankers/Audit/clients.
  • Deutsche Bank
    Head Of Uk Client Onboarding
    Deutsche Bank Jul 2012 - Jul 2015
    London, United Kingdom
    Head of UK client onboarding, teams based in London, Birmingham, Jaipur and Bangalore. Covering new client adoption and existing client extensions into DB AG London/KYC periodic reviews and regulatory projects such as EMIR client classification.• UK head for Client Onboarding, responsible for teams located in London/Birmingham/Bangalore/Jaipur, onboarding KYC/new clients adoption/MiFID, Legal Transition and ISDA documentation, business/product extensions for existing clients to Deutsche Bank London Booking location, Markets, Global Transactional Banking & Corporate Finance. • Periodic KYC reviews in line with client risk catagorisation, including remediation work streams and projects.• Adherence to DB’s/FSA/BaFin KYC/AML policies• Senior Face off to Front Office/Sales/Business COO’s/Audit/Regulators/clients.• Defining and implementing on-going change strategy• Interpreting and adhering to regulatory obligations
  • Deutsche Bank
    Head Of Collateral Management London And Frankfurt
    Deutsche Bank Sep 2008 - Jun 2012
    London, United Kingdom
    • Regional Head of Collateral teams over this period including, Structured/complex Margin, Disputes, Asset Optimisation, New Business Advisory, Collateral Client Relationship management, Collateral Market initiatives, Clearing, face off to business and clients.
  • Bank Of New York Mellon
    Senior Relationship Manager Derivatives Collateral And Securities Clearance
    Bank Of New York Mellon Jan 2007 - Oct 2008
    London, United Kingdom
    • Own relationships of major Global Securities Clearance clients for the Broker Dealer client base to maintain and grow revenue base/new clients, • Performed roles from product development, sales, relationship management taking derivative collateral management product 'DM Edge' live.

Glenn Smith Skills

Derivatives Investment Banking Collateral Management Equities Fixed Income Financial Risk Capital Markets Securities Banking Risk Management Middle Office Corporate Finance Relationship Management Credit Derivatives Financial Markets Equity Derivatives Structured Products Swaps Structured Finance

Frequently Asked Questions about Glenn Smith

What company does Glenn Smith work for?

Glenn Smith works for Cme Group

What is Glenn Smith's role at the current company?

Glenn Smith's current role is Director of AML and Financial Crime Compliance.

What is Glenn Smith's email address?

Glenn Smith's email address is gl****@****ega.com

What skills is Glenn Smith known for?

Glenn Smith has skills like Derivatives, Investment Banking, Collateral Management, Equities, Fixed Income, Financial Risk, Capital Markets, Securities, Banking, Risk Management, Middle Office, Corporate Finance.

Who are Glenn Smith's colleagues?

Glenn Smith's colleagues are Tisha Gulati, Harini Akshaya Aribalaji, Rakesh K R, Arthur Bances, Harry N, John Matishek, Patrick Mclarnon.

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