Greg Heaton
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Greg Heaton Email & Phone Number

Securities regulation, asset management, regulatory compliance at Hauzen LLP (in Association with Anjie Law Firm)
Location: Hong Kong Sar, Hong Kong 11 work roles 8 schools
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Role
Securities regulation, asset management, regulatory compliance
Location
Hong Kong Sar, Hong Kong
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Who is Greg Heaton? Overview

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Quick answer

Greg Heaton is listed as Securities regulation, asset management, regulatory compliance at Hauzen LLP (in Association with Anjie Law Firm), a with 9 employees, based in Hong Kong Sar, Hong Kong. AeroLeads shows a matched LinkedIn profile for Greg Heaton.

Greg Heaton previously worked as Partner at Hauzen Llp (In Association With Anjie Law Firm) and Independent Consultant at Asset Management And Regulatory Compliance. Greg Heaton holds Master’S Degree, Law And Management from Unsw Australia.

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Hauzen LLP (in Association with Anjie Law Firm)

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About Greg Heaton

Greg Heaton is a Securities regulation, asset management, regulatory compliance at Hauzen LLP (in Association with Anjie Law Firm).

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Greg Heaton's current company

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Hauzen LLP (in Association with Anjie Law Firm)
Hauzen Llp (In Association With Anjie Law Firm)
Securities regulation, asset management, regulatory compliance
Website
Employees
9
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11 roles

Greg Heaton work experience

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Independent Consultant

Current
Asset Management And Regulatory Compliance

Assistance with fund formation and establishment of asset management businesses.Regulatory compliance audits and due diligence of listed companies and licensed corporations.Advising licensed corporations on corporate governance and regulatory requirements.Advising on regulatory inspections, investigations and disciplinary actions.

Nov 2019 - Present

Director

Duff & Phelps, Compliance And Regulatory Consulting Practice

Hong Kong

Regulatory advisory and project-based consultancy services

Sep 2018 - Nov 2019

Senior Consultant

Hong Kong

Funds, M&A, contentious regulatory, regulatory compliance

Sep 2017 - Sep 2018

Director

Financial Dispute Resolution Centre

Hong Kong

SFC's representative on the Board of FDRC, the body responsible for mediation and arbitration of disputes between financial institutions and their clients.

Oct 2015 - Jun 2017

Partner

Hong Kong

Fund formation, securities regulation

Jan 2009 - May 2012

Associate

Hong Kong

Fund formation, securities regulation

Apr 2005 - Dec 2008

Senior Lawyer

Sydney, Australia

Markets and financial services regulation, policy development

Jan 2002 - Apr 2005

Lawyer

Sydney, Australia

Litigation, corporate / commercial

Mar 2000 - Dec 2001

Summer Clerk

Wellington, New Zealand

Banking and financial services

Nov 1999 - Feb 2000
Team & coworkers

Colleagues at Hauzen LLP (in Association with Anjie Law Firm)

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8 education records

Greg Heaton education

Diploma, Japanese Language And Culture

Osaka University Of Foreign Studies
FAQ

Frequently asked questions about Greg Heaton

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What company does Greg Heaton work for?

Greg Heaton works for Hauzen LLP (in Association with Anjie Law Firm).

What is Greg Heaton's role at Hauzen LLP (in Association with Anjie Law Firm)?

Greg Heaton is listed as Securities regulation, asset management, regulatory compliance at Hauzen LLP (in Association with Anjie Law Firm).

Where is Greg Heaton based?

Greg Heaton is based in Hong Kong Sar, Hong Kong while working with Hauzen LLP (in Association with Anjie Law Firm).

What companies has Greg Heaton worked for?

Greg Heaton has worked for Hauzen Llp (In Association With Anjie Law Firm), Asset Management And Regulatory Compliance, Duff & Phelps, Compliance And Regulatory Consulting Practice, Timothy Loh Llp, and Financial Dispute Resolution Centre.

Who are Greg Heaton's colleagues at Hauzen LLP (in Association with Anjie Law Firm)?

Greg Heaton's colleagues at Hauzen LLP (in Association with Anjie Law Firm) include Nigel Binnersley, Janice C., Wy Kok, Sophia Liang, and Kennis Law.

How can I contact Greg Heaton?

You can use AeroLeads to view verified contact signals for Greg Heaton at Hauzen LLP (in Association with Anjie Law Firm), including work email, phone, and LinkedIn data when available.

What schools did Greg Heaton attend?

Greg Heaton holds Master’S Degree, Law And Management from Unsw Australia.

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