Assistant Vice President
Liaised with sales traders, clientele, and hedge fund and investment managers regarding confirms, bookings, and settling of trade issues. Entered trades in Fidessa and established new accounts through Formspeed. Settled transactions up to $250 million, assuring they were completed efficiently and seamlesslyHIGHLIGHTS-Ensure that all domestic and international equity trades executed are confirmed and uploaded to accounting system on trade date, avoiding delays and ensuring client funds are available at requisite financial institutions.-Coordinate with prime brokers, such as JP Morgan Chase, Morgan Stanley, Goldman Sachs and Barclays to resolve fails and execute account instructions.-Accurately book trades using Domestic Oasys (domestic trading) and CTM (international and domestic trading), improving efficiency, reducing errors, cutting costs and diminishing the risk of trade failure. Clients able to review transactions and adjust allocations as needed.-Identify all transactional complications and quickly correct them to assure client satisfaction.-Perform cancellation and correction of trades, as well as distribution of domestic options to customer allocations.Analyze and resolve fail report and trade break databases on a daily basis, monitoring glitches and issues with daily operations. Regularly present reports and documentation to senior leadership.-Verify identity of clients through KYC regulations to ensure detailed anti-corruption due diligence information and to verify their probity and integrity.
