Audit Manager
• Monitor / review overall audit of branch /unit and preparation of audit reports within budgeted time lines provided by Region Head.• Review / validate “Risk Assessment Data of Branches” and preparation of “Risk Assessment and Planning” sheet of branch.• Discuss audit observations with branch officials and obtain management comments on these observations. Escalate critical issues that warrant immediate action with Management through Region Head / GM. • Perform audit area assigned by Region Head carrying significant Risk.• Review work of subordinates to assure that work has been performed as per audit program.• Consolidation of exceptions according to their significance and Recommend Audit Rating for branch to Region Head.• Be alert for new developments and assess their significance / implication as to audit procedures. • Initiate new ideas and discuss with senior members / counterparts for their implementation / escalation for decision.• Ensure that working paper file is adequately prepared for archiving. • Prepare a draft report/report for review, by the Region Head (Audit). • Ensure compliance of bank’s approved policies, guidelines, manuals, procedures etc. and government laws and regulations, IIA standards etc. to make audit activity effective.• Brief team members on their particular areas to provide effective coaching throughout the assignment to ensure the work is appropriate.• Suggest changes required in Audit Master Data to Regional Head (Audit).
