Conduct Anti-Money Laundering assessment based on sophisticated referrals from Business Areas, and determine based on the unusual activity. Assessing higher risk daily transaction monitoring alerts understanding the transaction activity's indicators, facts, and context to decide the appropriate action. Investigate and assess the risk of alerts identified by customer risk assessment tools, including the alerts raised by the Triage Operations team. Prepare AML/ATF case reports and… Show more Conduct Anti-Money Laundering assessment based on sophisticated referrals from Business Areas, and determine based on the unusual activity. Assessing higher risk daily transaction monitoring alerts understanding the transaction activity's indicators, facts, and context to decide the appropriate action. Investigate and assess the risk of alerts identified by customer risk assessment tools, including the alerts raised by the Triage Operations team. Prepare AML/ATF case reports and external reports for review outlining the depth of investigation activity, risk assessment, and recommended remediation actions. Ensure accurate case management and record-keeping protocols are maintained concerning regulatory filing requirements. Performing AML due diligence as part of ongoing monitoring of high-risk customers Review and analyze customer financial transactions to identify and report suspicious money laundering, fraud, and terrorist financing activities by submitting a detailed STR assessment report. Conduct adverse media and open-source searches, including World check and Fenergo. Receive internal reports from multiple internal sources and investigate suspicious activity and red flags by conducting research, reviewing internal and external databases, and reviewing and conducting internal correspondences, as required.Get recognized for being the top performer in High risk enhanced due diligence team in terms of productivity during Rewards & Recognition for June and December 2022. Show less

Anti-Money Laundering Identification Remediation for Mortgages and Lending Accounts by reviewing daily reports for Mortgage and Lending accounts Review of Fictitious Customer Information File Effectively reviews client information provided and makes decisions for validity. Based on standardized guidelines outlined in procedures, make approval decisions. Maintaining compliance standards to ensure client records and emails are archived according to LOB guidelines. Complete daily… Show more Anti-Money Laundering Identification Remediation for Mortgages and Lending Accounts by reviewing daily reports for Mortgage and Lending accounts Review of Fictitious Customer Information File Effectively reviews client information provided and makes decisions for validity. Based on standardized guidelines outlined in procedures, make approval decisions. Maintaining compliance standards to ensure client records and emails are archived according to LOB guidelines. Complete daily scrubbing and action Mortgage, Lending, and Fictitious CIF reports to ensure SLA targets are met. Escalate any unusual cases and situations outside of documented procedures to Senior Manager to determine the course of action. Communicate directly with Banking Centre to obtain additional information for the profiles in question using standard email templates.Building relationships and providing meaningful coaching opportunities for frontline employees about AML ID remediation. Get recognized for exceptional performance and outstanding qualities observed by CIBC management as Team Player, Learner, and Achiever in February 2021. Get recognized for exceptional performance and outstanding qualities observed by CIBC management as Team Player, Learner, Producer, and Achiever in August 2021. Show less

Branch Head of Ludhiana branch