Harshal Goyal Email & Phone Number

Gandhinagar, Gj, In

Gandhinagar, Gujarat, India

Operational Work:• Supporting clearing and settlement processes across multiple asset classes: Equity, Derivatives, and Commodities.• Robust risk management and compliance with regulatory requirements.• Conducting daily trade and process monitoring, alongside comprehensive P&L reporting.• Ensuring prompt and accurate trade and position reconciliations to maintain operational integrity and financial precision.• Developed a Management Information System (MIS) for different stakeholders within the organisation.• Utilization of technology to streamline operations and enhance efficiency.• Crafted a variety of detailed Work Instructions outlining daily operational processes, enhancing clarity and efficiency in task execution.• Efficiently managing and responding to inquiries from trading teams, finance departments, risk analysts, and other stakeholders.• Maintaining proactive collaboration with a range of vendors and exchanges, including NSE, BSE, and MCX in India, to facilitate smooth operations.• Effective communication and collaboration with cross-functional teams.• Liaising with Prime Brokers and service vendors for troubleshooting and improvements.• Engaged in a spectrum of monthly valuation activities, ensuring accuracy and integrity.Major Learnings:• Developed a comprehensive understanding of front, middle, and back-office processes within HFT.• Attained a solid grasp of the various charges imposed by the Exchange.• Different types of Reconciliations which include Trade, Position, Cash and NAV.• Earned certifications from NISM (National Institute of Securities Markets).• Acquired comprehensive knowledge of depository operations.• Developed a deep understanding of concepts including auctions, SLBM (Securities Lending and Borrowing Mechanism), post-close activities, closeouts, and delivery processes.• Concept of devolvement in MCX. • Understanding regarding the physical deliveries in the monthly Expiry.

India

Operational Work:• Managed day-to-day risk-related activities with precision.• Executed clearing and settlement of funds and securities for derivative and capital products by coordinating with banks.• Developed a Management Information System (MIS) and Dashboard to gain in-depth business insights.• Employed various risk analysis tools to mitigate risks across different timeframes.• Conducted data analysis for financial and product management.• Regularly performed User Acceptance Tests to address production issues.• Contributed to the testing of applications issued to NSE members.• Drafted Standard Operating Procedures for daily and ad-hoc processes.• Leveraging cutting-edge technology to optimize operations and drive efficiency gains.• Provided assistance to stakeholders, including clearing members, trading members, banks, and other internal NSE departments to resolve queries.• Played a pivotal role in the development of NICCL's new website.• Mentored and guided new team members.• Prepared various month-end reports for higher authorities to assess entity performance.Major Learnings:• Developed a comprehensive understanding of exchange-traded funds (ETFs), derivatives, clearing and settlement cycles for derivatives, and capital products.• Gained proficiency in margining systems for various derivative products.• Cultivated strong numerical and risk-related acumen.• Excelled in using macros and pivot tables in Excel, along with honing analytical and problem-solving skills.• Conducted an in-depth study of clearing corporations worldwide to enhance internal practices.• Recognized the importance of a business continuity plan from a company's perspective.• Earned certifications from NCFM (National Stock Exchange's certification program).• Adopted a process-oriented approach to achieve optimal results.• Evolved into a self-motivated and committed professional.