Heidi Chung Email and Phone Number
Heidi Chung work email
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Heidi Chung personal email
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Heidi is a manager at Plenitude Consulting and a former regulator with over 10 years of experience. She has in-depth knowledge of UK financial crime legislation/guidance (including UK Money Laundering Regulations 2017, Fourth EU Anti-Money Laundering Directive, UK Bribery Act 2010, Terrorism Acts 2000 & 2006, Joint Money Laundering Steering Group Guidance Notes, and FCA Financial Crime Guide) and has assessed compliance of Financial Institutions across a number of these legal requirements. She worked at the Financial Conduct Authority (FCA) as a risk and Financial Crime specialist prior to joining Plenitude. She holds supervisory experience of Financial Crime risk assessments, as well as key Financial Crime controls - Anti-Money Laundering (AML), Know Your Client (KYC), Enhanced Due Diligence (EDD), Counter Terrorist Financing (CTF), Anti Bribery and Corruption (ABC) and Sanctions. Separately, she has conducted research at the Royal United Services Institute on Sanctions, Bribery and Corruption practices in multiple jurisdictions. During her career she has assessed and assisted large global financial institutions, spanning Retail Banking, Wealth Management, Corporate & Investment Banking, and Insurance.
Morgan Stanley
View- Website:
- morganstanley.com
- Employees:
- 94640
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Vp, Im Gfc Advisory, Change Programs, Dmlro, Reg ResponsesMorgan StanleyUnited Kingdom
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Vice President, Emea Gfc Programme FrameworkMorgan Stanley Sep 2023 - Present
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Deputy Head Of Capital Markets FccSumitomo Mitsui Banking Corporation Jul 2022 - Sep 2023London, England, United Kingdom -
ManagerPlenitude Consulting Oct 2019 - Jul 2022London, United Kingdom• Co-lead Group Wide Risk Assessment of Financial Crime for a multinational bank, covering Banking, Corporate and Institutions, and Wealth Management.• Coordinate production of GWRA reports and define framework for FC risks and controls.• Product Owner of automated risk and control assessment tool, as implemented by in-house and client-side developers and data scientist.• Represented Plenitude in UK Finance working group in response to HMT review of AML/CTF regimes and amendments of the MLRs.• Oversee Plenitude's regulatory scanning and analysis service for banks and insurance firms operating in EMEA, APAC, and Americas.• Coordinate workstreams to deliver FC webinars / training for UK Finance members.• Manage delivery of Market Integrity Risk Assessment (MiFID II, MAR)and Cross-Border Licensing Assessment for a major European bank.• Oversee project plans and progress against objectives.• Manage relationships with client-side senior management and compliance stakeholders. -
Senior ConsultantPlenitude Consulting May 2018 - Sep 2019London, United Kingdom• Led FC regulatory and policy analysis for an international bank's operations in EMEA and APAC.• Managed development of Plenitude's online regulatory analysis tool.• Conducted research and development of new Obligations Registers to cover FC regulations in the Nordics, Canada, Ireland and Luxembourg.
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Financial Crime Risk AssociateFinancial Conduct Authority Feb 2015 - May 2018London, United Kingdom• Developed data analysis methodology for REP-CRIM data submitted by regulated firms and an assessment model to risk-rate firms based on supervisory findings.• Ran Financial Crime Risk Committees and set agenda for risk reporting. • Responsible for the identification, assessment and management of FC risks.• Contributed to the FCA's preparation for 2017 FATF Mutual Evaluation of AML/CTF effectiveness.• Established a governance framework for Office for Professional Body AML Supervisors (OPBAS).• Coordinated 2013 FC Conference. Drove agenda and delivered briefings for high-profile speakers from UK and EU government, enforcement and academic institutions. -
Financial Crime Specialist SupervisorFinancial Conduct Authority Aug 2016 - Aug 2017• Delivered deep-dive AML/CTF, Sanctions and ABC supervisory assessment (SAMLP) of large banks. Dealt with Senior Management across 1st, 2nd and 3rd lines of supervised firms. Assessed EDD, ODD, transaction monitoring, Sanctions and PEP screening, and SARs controls.• Reviewed MLRO reports and KYC (PEPs, high risk customers), transaction monitoring, and SARs files.• Conducted thematic assessment of AML and ABC controls of small banks and insurance brokers.
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Research Analyst (Secondment)Royal United Services Institute Jul 2014 - Jan 2015Whitehall• Conducted research on Sanctions and Bribery and Corruption practices in China.• Analysed findings of 2009 FATF Mutual Evaluation of the UK's AML/CTF supervisory effectiveness.
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Financial Crime And Intelligence (Graduate)Financial Conduct Authority Oct 2012 - Jun 2014
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Authorisation - Permissions Case Officer (Graduate)Financial Conduct Authority Oct 2011 - Oct 2012• Reviewed firm applications for conducting regulated activities.• Proposed to senior Governance Committee for decisions to grant or refuse permissions applications.• Dealt with the FCA's Senior Management and Legal Counsel on complex authorisations cases.
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Academic Project AssistantEdinburgh University Students' Association Sep 2009 - May 2010
Heidi Chung Skills
Heidi Chung Education Details
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University Of EdinburghAccounting And Business/Management
Frequently Asked Questions about Heidi Chung
What company does Heidi Chung work for?
Heidi Chung works for Morgan Stanley
What is Heidi Chung's role at the current company?
Heidi Chung's current role is VP, IM GFC Advisory, Change Programs, DMLRO, Reg Responses.
What is Heidi Chung's email address?
Heidi Chung's email address is he****@****ing.com
What schools did Heidi Chung attend?
Heidi Chung attended University Of Edinburgh.
What skills is Heidi Chung known for?
Heidi Chung has skills like Financial Services, Financial Regulation, Risk Management, Finance, Analysis, Research, Corporate Governance.
Who are Heidi Chung's colleagues?
Heidi Chung's colleagues are Aleena A., Michael B. Murphy, Anthony Vitagliano, Sean B., Barry Gottlieb, Luke White, Callaway Rogers.
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Heidi Chung
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