Henry Tan is a ICG KYC Ops Supervisor at Citi.
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Icg Kyc Ops SupervisorCitiKuala Lumpur, My -
Icg Kyc Senior AnalystCiti Sep 2023 - Present -
Icg Kyc AnalystCiti Jun 2022 - Sep 2023 -
Investment Compliance AssociateGreat Eastern Sep 2019 - Mar 2020Kuala Lumpur, Federal Territory Of Kuala Lumpur, Malaysia• Maintained, reviewed and validated daily pre trade overrides, post trade warnings and potential breaches in Bloomberg compliance module. • Assisted in developing, amending and testing rules in Bloomberg compliance module as per changes in investment guidelines and introduction of new investment portfolios.• Review and updated policies and procedures according to company guidelines.• Conducted the Great Eastern Compliance Assurance Program to ensure investment activities risk in Operations, Central Dealing, Equities, Fixed Income and Investment Management department are mitigated and investment trades are adhered according to company’s internal and external guidelines. • Created and rolled out E-learning modules for all required staff to undertake on a yearly basis.• Checked and recorded staff personal trading on a quarterly basis ensuring that all staff personal trades if any have been approved by investment compliance. • Team member of the Risk Management Society, actively planning, rolling out of information, creation of activities and competition related to risk for all staff to participate.• Appointed as key staff for Great Eastern Business Continuity Management for Investment Compliance ensuring business stability with minimal risk. -
AssociateAia Shared Services Nov 2017 - Aug 2019Cyberjaya, Selangor, Malaysia• Subject matter expert in life insurance claims and appointed as the department trainer relating to claims process and other policy services relating to all new and existing business.• Analyse client’s information to understand the business profile of the client and ensure compliance with Personal Data Protection Act (PDPA) thus preventing AIA from any data breach. • Ensured that AML and CFT review controls are in place to identify and detect any potential terrorism financing activities.• Liaise with clients and advisers as part of our KYC and AML/CFT process.• Perform a profile matching and reconciliation of client information to detect any error (i.e. inconsistent information, duplicate profiles, etc.) and also scan for fraudulent claims. • Identified gaps and faults in the Client On-Boarding Process system, “Insight”.• Provided consultation and made further enhancements to Insight which reduced the risk of potential PDPA breach and client’s information is secured. • Awarded the best new employee in 2018.• President of Events and Engagements Society, actively conducting and planning new events to engage all staff to participate, achieving work life balance for example the AIA 100 Challenge.• Appointed and trained as a critical staff in AIA’s Business Continuity Management for New Zealand Operations, undertaking UAT testing twice a year to guarantee business stability.
Henry Tan Education Details
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Upper Second Class (2.1)
Frequently Asked Questions about Henry Tan
What company does Henry Tan work for?
Henry Tan works for Citi
What is Henry Tan's role at the current company?
Henry Tan's current role is ICG KYC Ops Supervisor.
What schools did Henry Tan attend?
Henry Tan attended Soas University Of London, University Of Surrey.
Who are Henry Tan's colleagues?
Henry Tan's colleagues are Jaime M., Shivkumar Singh, Nessy Joana Antony, Kinga Dmowska, Anandh Chandrasekaran, Stephanie Besemer, Fabiola Agalliu.
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