Seth Horowitz Email & Phone Number

Greater New York City Area

Seth Horowitz, PLLC, provides “general counsel” and transactional legal services for individuals and for companies of all sizes.With in-house experience at small cap, start up and Fortune 500 companies, and training at a major New York law firm, Seth Horowitz brings legal expertise with a business mind to all matters. He works with his clients to understand their objectives and to help them reach their goals. He delivers practical, timely advice and services that fully protect the client without losing sight of the client’s desired end result.Clients receive sophisticated legal services tailored to their individual needs at a reasonable price.Seth Horowitz, PLLC, can assist clients in a wide variety of matters, including (but not limited to):Contracts: Negotiating, drafting and reviewing all types of business agreements, including purchases, sales and other dispositions, licenses, joint ventures, non-disclosure agreements, etc.Employment and Consulting Agreements: Employment, independent contractor, noncompetes and other agreements.Employment Counseling: Employee handbooks and Company policies. ADA and FMLA compliance.Intellectual Property: Transactions such as licenses and dispositions. Trademark filings. Website disclaimers and privacy policies.Attorney AdvertisingSeth HorowitzSeth Horowitz, PLLC10 Bond Street, Suite 1 #311Great Neck, NY 11021516.441.7881

Chief legal officer and member of executive management team for Nasdaq-listed (FALC) developer of network storage software solutions. Responsible for all legal affairs of company including contract negotiation, licensing, corporate governance, mergers and acquisitions, securities filings, litigation, intellectual property, real estate, employment/human resources, and disclosure. Negotiated PIPE. Head of HR and facilities.• Negotiated PIPE transaction for 19% of company.• Drafted all filings with the Securities and Exchange Commission.• Designed and implemented comprehensive corporate governance program.• Designed and implemented Sarbanes-Oxley “404” compliance and audit program.• Structured, negotiated and closed acquisitions of companies or assets in the United States, Taiwan, and the People’s Republic of China.• Structured, negotiated and closed OEM and other licensing relationships with domestic and international companies including EMC, SUN, JPMorgan Chase and other Fortune 250 companies.• Negotiated successful resolution of Department of Justice and SEC investigations into improper payments made to a customer by former CEO. Coordinated internal, Department of Justice and SEC investigations, and shareholder litigation, arising from improper payments to customer. Designed and implemented complete overhaul of corporate controls. • Coordinated prosecution of over 40 patent applications and multiple trademark applications.• Drafted and implemented corporate compliance programs including employee handbook, policy on trading of company securities, and sexual harassment policy.• Trained international sales force on corporate compliance and Foreign Corrupt Practices Act.• Designed and implemented corporate data privacy policy to comply with the EU Data Protection Directive and other non-US requirements.• Created international program of employment and expense policies.

Counsel for privately-held developer of direct materials supply chain software. Responsibilities included contract negotiation, trademark prosecution, litigation, real estate, employment/human resources, and corporate governance.

Law firm associate.

Jd

Activities and Societies: Columbia Law Review, Senior Editor; Harlan Fiske Stone Scholar

Ba, Cum Laude, History

Activities and Societies: Harvard College Scholarship

Education record