Iris Chen

Iris Chen Email and Phone Number

Chief Compliance Officer @
Iris Chen's Location
Shanghai, China, China
Iris Chen's Contact Details

Iris Chen personal email

About Iris Chen

Iris Chen is a Chief Compliance Officer at Preparation Team of FMC. She possess expertise in asset management, risk management, internal controls, compliance management, anti money laundering and 1 more skills. She is proficient in English.

Iris Chen's Current Company Details
Preparation Team of FMC

Preparation Team Of Fmc

Chief Compliance Officer
Iris Chen Work Experience Details
  • Preparation Team Of Fmc
    Chief Compliance Officer
    Preparation Team Of Fmc Feb 2020 - Present
  • Barings
    Chief Compliance Officer - China
    Barings Dec 2018 - Jan 2020
    Shanghai
    1. Help to set up internal control structures of Barings Shanghai WFOE, balance global policies and local regulatory requirements.2. Licenses Application: QDLP, PFM, Mutual Fund.3. Help to launch QDLP and PFM products.4. Help to set up AML procedures in China, localized global requirements.5. Training to both global and local business team on China regulations and business models of fund management.6. Other daily work are similar as previous responsibilities.7. Keep good relationships with CSRC, AMAC, PBOC and other regulators.
  • Morgan Stanley Huaxin Fund Management Company
    Chief Compliance Officer
    Morgan Stanley Huaxin Fund Management Company Apr 2018 - Dec 2018
    Shenzhen, China
    1. Re-establish the internal control framework, including policies and procedures according to Morgan Stanley Global standard.2. Present Member of BOD Meeting.3. Chairman of company compliance and risk committee.4. Help to setup Morgan Stanley China WFOE.5. Other daily work are similar as previous responsibilities.6. Keep good relationships with CSRC, AMAC, PBOC and other regulators.
  • Citic-Prudential Fund Management Company
    Head Of Legal, Compliance & Internal Audit
    Citic-Prudential Fund Management Company Aug 2015 - Mar 2018
    中国 上海市区
    1. Re-establish internal control framework, policies and procedures.2. Executive supervisor of asset management subsidiary. In charge of compliance and internal audit of the subsidiary.3. Member of BOD - Risk and Internal Committee.4. In charge of internal audit, investigation and compliance check.5. License application: Insurance Asset management.6. Training, AML, Public Information Disclosure, New Product Approval.7. Keep good relationships with CSRC, AMAC, PBOC and other regulators.
  • Abc-Ca Fund Management Company
    Deputy Head Of Legal, Compliance & Internal Audit (Presiding)
    Abc-Ca Fund Management Company Oct 2007 - Jul 2015
    Shanghai China
    1. Member of the company preparation team, help to setup this mutual fund company. Lead a team to establish internal control framework, policies and procedures.2. Member of the company senior management team.3. In charge of internal audit, investigation and compliance check.4. License application: Mutual fund license, segregated fund license, Beijing representative office, asset management subsidiary, pension management, social insurance funds management.5. Training, AML, Public Information Disclosure, New Product Approval.6. Keep good relationships with CSRC, AMAC, PBOC and other regulators.
  • Abn Amro Teda Fund Management Co. Ltd
    Senior Risk Manager
    Abn Amro Teda Fund Management Co. Ltd Mar 2004 - Sep 2007
    Beijing China
    Portfolio monitoring, risk analysis, performance attribution, operational risk

Iris Chen Skills

Asset Management Risk Management Internal Controls Compliance Management Anti Money Laundering Financial Crimes Investigations

Iris Chen Education Details

Frequently Asked Questions about Iris Chen

What company does Iris Chen work for?

Iris Chen works for Preparation Team Of Fmc

What is Iris Chen's role at the current company?

Iris Chen's current role is Chief Compliance Officer.

What is Iris Chen's email address?

Iris Chen's email address is es****@****ail.com

What schools did Iris Chen attend?

Iris Chen attended University Of York, Xiamen University.

What are some of Iris Chen's interests?

Iris Chen has interest in Arts And Culture.

What skills is Iris Chen known for?

Iris Chen has skills like Asset Management, Risk Management, Internal Controls, Compliance Management, Anti Money Laundering, Financial Crimes Investigations.

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