Chief Compliance Officer
Current
Preparation Team Of Fmc
Feb 2020 - Present
AeroLeads people directory · profile
Iris Chen Email & Phone Number
Chief Compliance Officer
at
Preparation Team of FMC
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 100%
Current company
Preparation Team of FMC
Role
Chief Compliance Officer
Location
Shanghai, China, China
Who is Iris Chen? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Iris Chen is listed as Chief Compliance Officer at Preparation Team of FMC, based in Shanghai, China, China. AeroLeads shows a matched LinkedIn profile for Iris Chen.
Iris Chen previously worked as Chief Compliance Officer - China at Barings and Chief Compliance Officer at Morgan Stanley Huaxin Fund Management Company. Iris Chen holds Msc, Investment And Finance from University Of York.
Profile bio
About Iris Chen
Iris Chen is a Chief Compliance Officer at Preparation Team of FMC. She possess expertise in asset management, risk management, internal controls, compliance management, anti money laundering and 1 more skills. She is proficient in English.
Listed skills include Asset Management, Risk Management, Internal Controls, Compliance Management, and 2 others.
Current workplace
Iris Chen's current company
Company context helps verify the profile and gives searchers a useful next step.
Preparation Team Of Fmc
6 roles
Iris Chen work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer - China
1. Help to set up internal control structures of Barings Shanghai WFOE, balance global policies and local regulatory requirements.2. Licenses Application: QDLP, PFM, Mutual Fund.3. Help to launch QDLP and PFM products.4. Help to set up AML procedures in China, localized global requirements.5. Training to both global and local business team on China.
Dec 2018 - Jan 2020
Chief Compliance Officer
Morgan Stanley Huaxin Fund Management Company
1. Re-establish the internal control framework, including policies and procedures according to Morgan Stanley Global standard.2. Present Member of BOD Meeting.3. Chairman of company compliance and risk committee.4. Help to setup Morgan Stanley China WFOE.5. Other daily work are similar as previous responsibilities.6. Keep good relationships with CSRC.
Apr 2018 - Dec 2018
Head Of Legal, Compliance & Internal Audit
Citic-Prudential Fund Management Company
1. Re-establish internal control framework, policies and procedures.2. Executive supervisor of asset management subsidiary. In charge of compliance and internal audit of the subsidiary.3. Member of BOD - Risk and Internal Committee.4. In charge of internal audit, investigation and compliance check.5. License application: Insurance Asset management.6..
Aug 2015 - Mar 2018
Deputy Head Of Legal, Compliance & Internal Audit （Presiding）
Abc-Ca Fund Management Company
1. Member of the company preparation team, help to setup this mutual fund company. Lead a team to establish internal control framework, policies and procedures.2. Member of the company senior management team.3. In charge of internal audit, investigation and compliance check.4. License application: Mutual fund license, segregated fund license, Beijing.
Oct 2007 - Jul 2015
Senior Risk Manager
Abn Amro Teda Fund Management Co. Ltd
Portfolio monitoring, risk analysis, performance attribution, operational risk
Mar 2004 - Sep 2007
2 education records
Iris Chen education
Msc, Investment And Finance
Ba, Economics
FAQ
Frequently asked questions about Iris Chen
Quick answers generated from the profile data available on this page.
What company does Iris Chen work for?
Iris Chen works for Preparation Team of FMC.
What is Iris Chen's role at Preparation Team of FMC?
Iris Chen is listed as Chief Compliance Officer at Preparation Team of FMC.
Where is Iris Chen based?
Iris Chen is based in Shanghai, China, China while working with Preparation Team of FMC.
What companies has Iris Chen worked for?
Iris Chen has worked for Preparation Team Of Fmc, Barings, Morgan Stanley Huaxin Fund Management Company, Citic-Prudential Fund Management Company, and Abc-Ca Fund Management Company.
How can I contact Iris Chen?
You can use AeroLeads to view verified contact signals for Iris Chen at Preparation Team of FMC, including work email, phone, and LinkedIn data when available.
What schools did Iris Chen attend?
Iris Chen holds Msc, Investment And Finance from University Of York.
What skills is Iris Chen known for?
Iris Chen is listed with skills including Asset Management, Risk Management, Internal Controls, Compliance Management, Anti Money Laundering, and Financial Crimes Investigations.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Iris Chen you were looking for.
View similar profiles
