Assistant Vice President - Listed Issuer Regulation, Listing Division
Current• Perform supervision on around 90 listed companies by analyzing, inquiring and approving their announcements, transaction circulars, fundraising activities and corporate actions• Present cases in management meetings and prepare reports to the Listing Committee regarding application of Listing Rules for novel and complex issues, including reverse takeover, spin-off, delisting matters• Conduct investigations on listed companies for breaches of Listing Rules, and liase with enforcement… Show more • Perform supervision on around 90 listed companies by analyzing, inquiring and approving their announcements, transaction circulars, fundraising activities and corporate actions• Present cases in management meetings and prepare reports to the Listing Committee regarding application of Listing Rules for novel and complex issues, including reverse takeover, spin-off, delisting matters• Conduct investigations on listed companies for breaches of Listing Rules, and liase with enforcement team and the Securities and Futures Commission for imposing necessary disciplinary actions Show less