Assistant Vice President - Listed Issuer Regulation, Listing Division
Current- Perform supervision on around 90 listed companies by analyzing, inquiring and approving their announcements, transaction circulars, fundraising activities and corporate actions
- Present cases in management meetings and prepare reports to the Listing Committee regarding application of Listing Rules for novel and complex issues, including reverse takeover, spin-off, delisting matters
- Conduct investigations on listed companies for breaches of Listing Rules, and liase with enforcement… Show more
- Conduct investigations on listed companies for breaches of Listing Rules, and liase with enforcement team and the Securities and Futures Commission for imposing necessary disciplinary actions Show less