James Hampton Email & Phone Number

Wendell, Nc, Us

Raleigh, Nc, Us

Little Rock, Arkansas, Us

Frankfurt Am Main, Hessen, De

The Group Audit (GA) function takes a proactive, risk based, and independent approach to assist the Bank’s business and infrastructure functions to identify key control weaknesses. GA prides itself in ensuring the highest standard in professional delivery. Being Deutsche Bank’s ‘third line of defense’ GA have a high internal profile, acting as a forward-looking adviser to Senior Management; we are strongly relied upon by the Regulators. -Assist lead auditors on audits of a specific business / functional area / region. Evaluates the adequacy and effectiveness of internal controls relating to risks within those business areas.-Participate in business monitoring and risk assessments.-Contribute to quarterly continuous monitoring.-Responsible for proactively developing and maintaining professional working interpersonal relationships within their function and stakeholders inside and outside of the Bank.

Columbus, Ohio, Us

The Model Center of Excellence (COE) drives model optimization & ensures integrity for 150+ models and tools across all segments of the business. The Model COE manages this through multiple teams of cross functional experts being engaged in all elements of the model lifecycle including development, testing, documentation, implementation, performance testing, and enhancement. The models under my scope are Regulatory Capital-related models. Duties:-Capital stress testing, which includes running the regulatory Capital suite of models for the quarterly regulatory process as well as concerning any required specific stress testing scenarios. The suite includes Net Interest Income, Accounts Receivables, and Capital Loss Rate models. It also includes modeling tools, such as Non Interest Expense and Contingent Capital tools.-Preparing and presenting results to senior leadership, as well as responsible for documenting during the Regulatory Capital process.-Enhance Capital models and tools. Capital models are automated in SAS EG through SAS and SQL code. Capital tools are modified in Excel. -Performing Maintenance and Monitoring(M&M) for Capital, and occasional help with CECL and ECCL suite of models. -Perform back-testing for Capital, CECL, and ECCL models.-Contributing to the efforts of automating M&M performance tracking tools in Dataiku.-In Model Governance, a peer mentor for other analysts, contributing in the efforts to support multiple cross functional teams with the development, maintenance, and governance of statistically sound robust models.-Design and develop new financial models as well as enhancing existing financial models. This is done through cyclical communication with model users, developers, validators, and Model Risk Management, as well as consumers of the model output.-Provide training for model users and owners on the utility of the developed models and reporting functions.

Zurich, Ch

As a member of the Central Projections Team (CPT), I support the execution of Credit Suisse's financial and capital projections processes for regulatory programs including the Federal Reserve Board's (FRB) Comprehensive Capital Analysis and Review (CCAR).In-Cycle (during CCAR and DFAST timeline): - Execute over 120 financial models in the Projections Platform’s (ProPL) Master Workflow, generating projections for CCAR and DFAST submissions.- Lead and support model owners and developers/implementers during CCAR and DFAST cycles, ensuring financial models have been run successfully against scenarios and scenario cycles, using data assets, scenario variables, and other inputs in the Master and Custom Workflows in ProPL.- Perform banking controls, following risk management guidelines.- Facilitate holistic model execution support activities in regards to the projections platform including methodology on-boarding and retirement, dependency and input updates, and test workflow executions.Off-Cycle:-Model development using R programming language, coding methodologies/financial models owned by CPT and modeling teams in ProPL.- Build innovative solutions using available technologies such as Excel, Tableau and RStudio to improve controls processes. -Perform MARCS controls testing to ensure controls are effective at mitigating risks.- Write business requirement documents for projection platform system improvements and test completed system enhancements to validate incorporation in ProPL UAT (User Acceptance Testing). - Perform ad hoc analysis, providing insight to senior management and modeling teams. - Authorize and lead applicable user entitlements for the projections platform. - Provide training sessions and guided documentation to modeling community for projection platform use.

-Research and analysis of different investment vehicles (stocks, bonds, ETFs, etc), sectors, asset class groups, domestic and international markets through technical analysis tools on NASDAQ Dorsey Wright: Relative Strength, Point and Figure charts, Pattern & Database Reports, Dynamic Asset Level Investing, etc.-Importing QUANDL's financial statement data into Excel, then using Excel functions and macros to calculate financial formulas for the stock picking process of proprietary strategies.-Creating and monitoring matrices and portfolios through Morningstar and NASDAQ Dorsey Wright for investment analysis.-Using investment analysis to keep track of GYA S.M.A.R.T. (Systematically Managing Assets via Rules-based Techniques)strategies' holdings to avoid under-performance.-Placing trade orders upon F.A./Portfolio Manager's request or client's request. These trades comprise of buy and sell market orders, stop limits orders, etc.-Having a thorough understanding of an array of investment accounts (e.g, Traditional IRA, Roth IRA, Trust, Fixed Indexed Annuity, etc.) for the purpose of educating prospects and clients.-Having expert knowledge of a client's investment portfolio to explain to them why they're invested in a certain strategy, what that investment strategy seeks to accomplish, and what rules-based technique the fund managers of that investment strategy uses to choose their holdings.-Adding and modifying client financial facts (assets, liabilities, expenses, etc.) into financial softwares like IRIS/eMoney, Albridge, and Riskalyze for financial planning and performance purposes.-Answering clients' tax questions and guiding them through tax software like Turbotax.-Opening accounts by using Laser App and Docusign.-Client account maintenance.-Creating Rationale letters for new and existing accounts to explain to the broker dealer the reasoning behind an investment decision.-Preparing investment strategy and annuity illustrations of different scenarios.

Westlake, Texas, Us

Registered representative who specialized in the 401K. Licensed with the FINRA Series 7 and Series 66. - Used a consultative approach to identify needs and position solutions. - Communicated effectively over the phone to properly educate participants on the specific details of their employee sponsored retirement plan. - Performed in a fast-paced, inbound service center environment. - Built rapport to build long-lasting relationships with clients. - Understand Employee Retirement Income Security Act(ERISA) rules and Internal Revenue Service (IRS) plan documents.- Accurately quoted investment prices, performance and any other numerical data requested through PSL, Client Central, Street Smart Edge, and other data tools.- Placed trade orders to buy and sell investments, such as mutual funds, index funds, ETFs, and Company Stock.- Positioned Private Client Services to gain potential new money opportunities: Brokerage accounts, IRAs, 401Ks, Pensions, Savings accounts, 403bs, etc.

St. Louis, Mo, Us

- Responsible for short and long-term branch performance in sales and customer service. - Develop sales and marketing plan for branch. - Manage costs and expenses, from supplies to damaged cars.- Hire, train, and develop employees. - Manage and maintain a fleet of over 250 cars. - Market to dealerships, body shops, and corporations to gain new business. - Set progress plans for each employee based on sales and customer service. - Analyze branch sales trends and income analysis reports to improve branch profits. - Ensure branch complies with company policies, procedures, rules and regulations. - Resolve customer issues and disputes in a timely basis.The last 2 months, I transferred to Phoenix Sky Harbor Airport in Arizona.

St. Louis, Mo, Us

- Sold rental car insurance (damage waiver, personal accident insurance, supplemental liability, and roadside protection).- Upsold customers into more expensive vehicles.- Referred potential car buyers to Enterprise Car Sales.- Called customers who were delinquent on their rental balance to explain the policy and procedures for returning the vehicle if payments were not made.- Made sure the vehicles were well-maintained (lube, oil, rotation, and tire pressure)- Resolved clients' disputes and concerns about rental vehicle.- Transported vehicles from one branch to another.Worked at the Flushing, Queens and LaGuardia Airport branches before being promoted to Assistant Branch Manager at Middle Village.

New York, Ny, Us

- Greeted and assisted existing customers and prospects entering the bank with deposits, ACH & wire transfers, withdrawals, statement summaries, overdraft protection, and any other banking needs.- Opened personal and business Checking accounts, Savings accounts, Credit Cards, Certificate of Deposits, IRAs, and H.E.L.O.C.s. - Referred clients to the financial advisor and mortgage specialist whenever investment and mortgage opportunities arose.- Cold called clients for investing, mortgage refinance, and new money opportunities.- Provided customers with saving techniques through budget analysis on Microsoft Excel. - Resolved customer complaints, while promoting excellent customer service.- Filed and maintained federal government and Chase bank forms in order to open, alter, and close a variety of accounts, in accordance with office policies and procedures.

Washington, Dc, Us

- Managed marines to ensure duties were carried out in a timely manner.- Built and maintained networks by configuring firewalls, routers, switches, workstations, and printers in the United States, Japan, and Iraq.- Resolved data networking issues for the entire base. - Oversaw data networking duties. - Developed data-related documents and charts using tools such as Microsoft Word, Excel, and Powerpoint. - Prepared and presented GI Bill, Persian Gulf TAP, and FAFSA education benefit briefs from classrooms of 3 marines to conference rooms of 50. - Coordinated annual trainings for my platoon.- Maintained classified marine personnel files with basic information, medical and dental records, and annual training records.

Master Of Science - Ms, Finance (Concentration: Corporate Finance)

Bachelor Of Science - Bs, Applied Mathematics And Statistics