Examination Manager
Jun 2000 - Sep 2023
AeroLeads people directory · profile
James Mulhern Email & Phone Number
"Seasoned Regulatory Compliance / Investigations and Project Management Professional with 28+ Years in Financial Services"
1 work email found
@finra.org
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 71%
Role
"Seasoned Regulatory Compliance / Investigations and Project Management Professional with 28+ Years in Financial Services"
Location
Pembroke, Massachusetts, United States
Who is James Mulhern? Overview
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Quick answer
James Mulhern is listed as "Seasoned Regulatory Compliance / Investigations and Project Management Professional with 28+ Years in Financial Services" based in Pembroke, Massachusetts, United States. AeroLeads shows a work email signal at finra.org and a matched LinkedIn profile for James Mulhern.
James Mulhern previously worked as Examination Manager at Finra (Financial Industry Regulatory Authority) and Senior Compliance Examiner at Finra. James Mulhern holds Bachelor'S Degree, Business Administration And Management, General from Bridgewater State University.
Company email context
Email format at finra.org
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{first}.{last}@finra.org
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Profile bio
About James Mulhern
Dedicated and seasoned Examination Manager with over 28 years of experience in regulatory compliance Examinations/Investigations within the financial services industry, specifically at FINRA (Financial Industry Regulatory Authority). Adept at leading examination teams, developing comprehensive examination strategies, and ensuring strict adherence to industry regulations and standards. Proven track record of effectively managing complex examinations, analyzing data to identify trends, and implementing process improvements. Strong communicator with a collaborative leadership style, committed to fostering compliance culture and enhancing organizational effectiveness.
3 roles
James Mulhern work experience
A career timeline built from the work history available for this profile.
Senior Compliance Examiner
Jun 2000 - May 2004
Internal Wholesaler
Eaton Vance Distributors
Dec 1995 - May 2000
1 education record
James Mulhern education
FAQ
Frequently asked questions about James Mulhern
Quick answers generated from the profile data available on this page.
What is James Mulhern's role at their current company?
James Mulhern is listed as "Seasoned Regulatory Compliance / Investigations and Project Management Professional with 28+ Years in Financial Services".
What is James Mulhern's email address?
AeroLeads has found 1 work email signal at @finra.org for James Mulhern.
Where is James Mulhern based?
James Mulhern is based in Pembroke, Massachusetts, United States.
What companies has James Mulhern worked for?
James Mulhern has worked for Finra (Financial Industry Regulatory Authority), Finra, and Eaton Vance Distributors.
How can I contact James Mulhern?
You can use AeroLeads to view verified contact signals for James Mulhern, including work email, phone, and LinkedIn data when available.
What schools did James Mulhern attend?
James Mulhern holds Bachelor'S Degree, Business Administration And Management, General from Bridgewater State University.
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