James Starr Email and Phone Number
James Starr work email
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James Starr personal email
A senior risk and control professional in the financial industry with a Series 7 license, Certified Internal Auditor (CIA) designation and extensive experience in asset management business activities; in-depth knowledge of Investment Advisory, Investment Company, ERISA, internal audit and BASEL operational risk principles.
Morgan Stanley
View- Website:
- morganstanley.com
- Employees:
- 501
- Company phone:
- (212)761-4000
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Managing DirectorMorgan Stanley Jan 2023 - PresentNew York, Ny, Us
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Executive DirectorMorgan Stanley Dec 2019 - PresentNew York, Ny, Us
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Operational Risk Business OversightWells Fargo Jun 2019 - Nov 2019San Francisco, California, Us -
Operational Risk Management And AnalysisGoldman Sachs Aug 2015 - May 2019New York, New York, Us• Perform operational risk coverage for US legal entities and several divisions including Asset Management, Private Wealth Management, Merchant Banking and Global Investment Research. • Managed a global team of 5, responsible for executing the firmwide operational risk framework including Risk and Control Self-Assessment (RCSA), Scenario Analysis (to assess the severity of tail risks for key operational risk categories as an input to the calculation of operational risk capital), quarterly risk profile assessments, operational risk events and new activity reviews.• Co-managed a project to develop a Control Assurance program for the firm, designed to assess the reasonableness of the rating of key controls noted in the RCSA process.• Develop guidance for assessing the adequacy of remediation for operational risk events. -
Head Of Asset Management Internal Audit Group In The AmericasGoldman Sachs Sep 2010 - Aug 2015New York, New York, Us• Regional co-head with accountability for managing a dedicated audit team and the execution of the annual audit plan of the Asset Management business (GSAM) in the Americas.• Coordinated with EMEA and Asia team leads, deputy and global audit directors to define the global annual audit plan for GSAM.• Participated in strategic working groups to establish a process for IA validation of Fed finding and to enhance the system infrastructure capturing audit documentation, management action plans and continuous monitoring activities.• Allocated resources across audit projects within the Americas, identifying resource shortages and participating in recruiting, interviewing and evaluating candidates.
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Vice President - Group Audit DepartmentDeutsche Bank Sep 2000 - Sep 2010Frankfurt Am Main, Hessen, De• Planned and managed audits of processes within the Private Client Asset Management division (including Alternative and real estate products) including front office (sales, investment management, and trading), trade confirmation and settlement, anti-money laundering, investment compliance, and mutual fund operations.• Coordinated the Asia Asset Management audit plan in Singapore (4 months), performed international audit projects in Tokyo (2 months), Sydney, and Bangalore.• Performed audits of fiduciary businesses/products including equity, fixed income, and money market trading, CDS, CDO’s/CLO’s, REITs, direct real estate investments, Funds Transfer, Fund Valuation, Broker Dealer Ops., and Commercial Paper. Performed audits of OCC and FRA 23 A&B requirements.• Assigned staff to audit projects and scope areas, monitored project status and budgets, reviewed workpapers, communicated audit findings to the auditee, and drafted audit reports. -
Managing Audit ConsultantPrudential Financial Feb 1997 - Sep 2000Newark, New Jersey, Us
James Starr Education Details
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Muhlenberg CollegeGeneral -
Temple UniversityGeneral
Frequently Asked Questions about James Starr
What company does James Starr work for?
James Starr works for Morgan Stanley
What is James Starr's role at the current company?
James Starr's current role is Managing Director at Morgan Stanley.
What is James Starr's email address?
James Starr's email address is ja****@****chs.com
What schools did James Starr attend?
James Starr attended Muhlenberg College, Temple University.
Who are James Starr's colleagues?
James Starr's colleagues are Mary Mccafferty, Matthew Meyers, Natalie Keramati, Rikhil Taneja, Harpal Ghir, William Flinter, Orielle Yu.
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