James Upton

James Upton Email and Phone Number

COO Repoclear | Collateral | Liquidity | LCH Ltd | LSEG Post Trade @ LCH
Epsom, GB
James Upton's Location
Epsom, England, United Kingdom, United Kingdom
James Upton's Contact Details

James Upton work email

James Upton personal email

About James Upton

My current role as COO for LCH’s RepoClear and Collateral and Liquidity management services compliments my recent roles in forming and running LCH’s Securities and Collateral Middle Office, developing repo and liquidity products for LCH and its Clearing Members in addition to previously leading large, global operations teams at Goldman Sachs.I have broad fixed income experience with a specialism in all aspects of Repo, liquidity and funding as well as a strong equities knowledge. I combine a strong change management and problem solving mindset with an ability to lead global working groups to design and deliver both tactical and strategic initiatives to the benefit of the clients and the industry.I am proficient at leading and executing organisational change via a combination of functional industrialization, business process management (BPM) and large scale technology programs. I enjoy taking leading roles in recruitment, diversity and training. I led the delivery of internal training for the Goldman Sachs European Disability Interest Forum as well as the You Matter initiative at LCH. I co-chair the ICMA European Repo Council Operations Group.

James Upton's Current Company Details
LCH

Lch

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COO Repoclear | Collateral | Liquidity | LCH Ltd | LSEG Post Trade
Epsom, GB
Website:
lseg.com
Employees:
22960
James Upton Work Experience Details
  • Lch
    Coo Repoclear | Collateral | Liquidity | Lch Ltd | Lseg Post Trade
    Lch
    Epsom, Gb
  • Lch
    Coo Repoclear | Collateral | Liquidity | Lch Ltd | Lseg Post Trade
    Lch Mar 2023 - Present
    London, England, United Kingdom
    COO for the Repo Clearing and Collateral/Liquidity businesses at LCH Ltd in LSEG’s Post Trade division
  • Lch
    Commercial Services Director
    Lch Nov 2017 - Mar 2023
    London, United Kingdom
    I manage relationships with agent banks, ICSDs and CSDs. I am responsible for shaping and implementing strategy for the LCH Repo and Equity Clearing business. I maintain and develop relations with banks and post trade providers including exchanges and MTFs. I am responsible for driving the production of strategy documents including board papers and presentations to central banks and regulators. Internally, I lead a pillar of an employee initiative that focuses on Executive Ctte engagement and was responsible for increasing LCH mentoring participation by >80% in 2018.
  • Lch
    Director - Head Of Securities Middle Office
    Lch Nov 2016 - Nov 2017
    London, United Kingdom
  • Lch
    Director - Head Of Collateral & Liquidity Middle Office
    Lch Jun 2016 - Nov 2017
    London, United Kingdom
  • Lch
    Senior Manager
    Lch Jan 2014 - Jun 2016
    London, United Kingdom
    - Responsibility for developing and enhancing Secured Funding products and services that are used by global investment banks on a daily basis- Product and Operating model lead for Global initiatives where LCH seeks to expand geographical footprint: I lead a team that is designing and building consensus with 10 global investment banks and several global investment managers on the design and operating model for a new fixed income clearing offering.- Tangible working knowledge of the current key challenges impacting the Secured Funding environment, for example: the Basel III capital and liquidity framework- Strong and current working knowledge of the bilateral and Triparty settlement environments gained from trusted working partnerships with both ICSDs and Triparty agents.
  • .
    Personal Business Interest
    . Jul 2013 - Jan 2014
  • Goldman Sachs
    Vice President / Executive Director: Global Head Of Funding / Repo Trade Management Operations
    Goldman Sachs Nov 2012 - Jul 2013
    Emea
    Global Head Of Funding / Repo Trade Management Operations:- Responsibility for 40 staff globally from analyst to Vice President level (Americas, EMEA, Asia)- Department covers all aspects of secured and unsecured funding trade management:- Middle Office support for multiple business units- Control, payments, confirmations and reconciliations- Risk assessments and submissions- Response to industry and regulatory mandates - Broad experience in Liquidity Management, specifically structured liquidity management solutions including those in new / Emerging Markets, partnering with Corporate Treasury and Liquidity / Repo Trading Desks.- Strong experience of the Triparty Repo product- Experience in OTC Collateral Rehypothecation- Experience in OTC Optimization- Spearheaded a team of 7 regionally elected Operations 'Industrialists' - a specialist Executive Director / Vice President group charged with enabling a culture of process improvement across the organisation. - Personally organised and hosted a project for a group of 30 Operations interns to investigate the industrialization topic and present back findings in group presentations.
  • Goldman Sachs
    Vice President / Executive Director: Emea Head Of Funding Operations Projects
    Goldman Sachs Jan 2007 - Nov 2012
    London, United Kingdom
    - Managing a team of 5 SME’s and project managers in EMEA focusing on Funding projects and product development- Team delivered multiple strategic and product initiatives enabling the firms Repo and Global Liquidity Product desks to increase revenue and the term nature of the Funding book- Personally focused to provide global thought leadership to replace the suite of front to back Repo trade booking and processing systems- Contributed to various corporate governance processes including new activities committees and interactions with global regulators- Participation in industry working groups to promote greater harmonization of Funding and Repo processes across the industry
  • Goldman Sachs
    Securities Client Middle Office: Team Leader
    Goldman Sachs Jan 2004 - Jan 2007
    London, United Kingdom
    - Supported Salespeople in the post execution handling of fixed income and derivative products- Produced performance metrics that were used in ‘broker reviews’ with clients- Assisted with development of client confirmation platforms and industry systems - Represented Goldman Sachs on industry ‘Inter-broker’ forum- Helped to develop GS infrastructure in new Bangalore, Dubai and Moscow offices- Last 18 months of role were spent managing a team of 7
  • Goldman Sachs
    Analyst: Securities Settlements
    Goldman Sachs Jul 2002 - Jan 2004
    London, United Kingdom
    - Responsible for all aspects of Euroclear settlement processing and problem solving.
  • Globeop Financial Services
    Operations Analyst
    Globeop Financial Services Jul 2000 - Jul 2002
    London, United Kingdom
    - One of the first employees of young firm that was set up to perform operations and risk functions for multi strategy hedge funds- Personally managed the operations functions for up to 3 hedge funds at once- Responsibilities included liaison with prime brokers and counterparts, settlement, funding and cash Management, collateral Management, revaluation, cash injections and disbursements, profit and loss analysis and training of other analysts
  • Fidelity International
    Analyst
    Fidelity International Oct 1999 - Jun 2000
    Kingswood, Surrey, United Kingdom
    Analyst role working to sell ISA products to retail investors

James Upton Skills

Fixed Income Middle Office Derivatives Project Management Liquidity Management Operations Management Investment Banking Funding Collateral Management Change Management Structured Finance Emerging Markets Series 99 Secured Financing Industrialization Business Process Management Ccp Clearing Houses Auction Management Client Clearing Regulatory Capital Website Development Settlement Workshop Leadership Basel Iii

James Upton Education Details

Frequently Asked Questions about James Upton

What company does James Upton work for?

James Upton works for Lch

What is James Upton's role at the current company?

James Upton's current role is COO Repoclear | Collateral | Liquidity | LCH Ltd | LSEG Post Trade.

What is James Upton's email address?

James Upton's email address is ja****@****net.com

What schools did James Upton attend?

James Upton attended University Of Southampton, Epsom College.

What skills is James Upton known for?

James Upton has skills like Fixed Income, Middle Office, Derivatives, Project Management, Liquidity Management, Operations Management, Investment Banking, Funding, Collateral Management, Change Management, Structured Finance, Emerging Markets.

Who are James Upton's colleagues?

James Upton's colleagues are Javier Malimban, Rathinavel Manickam, Sherin Laavanya, Nipuna Shantha, Shivangi Panda, Valentin Mosor, Leon Lopez Cuervo.

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