James Upton Email and Phone Number
James Upton work email
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James Upton personal email
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My current role as COO for LCH’s RepoClear and Collateral and Liquidity management services compliments my recent roles in forming and running LCH’s Securities and Collateral Middle Office, developing repo and liquidity products for LCH and its Clearing Members in addition to previously leading large, global operations teams at Goldman Sachs.I have broad fixed income experience with a specialism in all aspects of Repo, liquidity and funding as well as a strong equities knowledge. I combine a strong change management and problem solving mindset with an ability to lead global working groups to design and deliver both tactical and strategic initiatives to the benefit of the clients and the industry.I am proficient at leading and executing organisational change via a combination of functional industrialization, business process management (BPM) and large scale technology programs. I enjoy taking leading roles in recruitment, diversity and training. I led the delivery of internal training for the Goldman Sachs European Disability Interest Forum as well as the You Matter initiative at LCH. I co-chair the ICMA European Repo Council Operations Group.
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Coo Repoclear | Collateral | Liquidity | Lch Ltd | Lseg Post TradeLchEpsom, Gb -
Coo Repoclear | Collateral | Liquidity | Lch Ltd | Lseg Post TradeLch Mar 2023 - PresentLondon, England, United KingdomCOO for the Repo Clearing and Collateral/Liquidity businesses at LCH Ltd in LSEG’s Post Trade division -
Commercial Services DirectorLch Nov 2017 - Mar 2023London, United KingdomI manage relationships with agent banks, ICSDs and CSDs. I am responsible for shaping and implementing strategy for the LCH Repo and Equity Clearing business. I maintain and develop relations with banks and post trade providers including exchanges and MTFs. I am responsible for driving the production of strategy documents including board papers and presentations to central banks and regulators. Internally, I lead a pillar of an employee initiative that focuses on Executive Ctte engagement and was responsible for increasing LCH mentoring participation by >80% in 2018. -
Director - Head Of Securities Middle OfficeLch Nov 2016 - Nov 2017London, United Kingdom -
Director - Head Of Collateral & Liquidity Middle OfficeLch Jun 2016 - Nov 2017London, United Kingdom -
Senior ManagerLch Jan 2014 - Jun 2016London, United Kingdom- Responsibility for developing and enhancing Secured Funding products and services that are used by global investment banks on a daily basis- Product and Operating model lead for Global initiatives where LCH seeks to expand geographical footprint: I lead a team that is designing and building consensus with 10 global investment banks and several global investment managers on the design and operating model for a new fixed income clearing offering.- Tangible working knowledge of the current key challenges impacting the Secured Funding environment, for example: the Basel III capital and liquidity framework- Strong and current working knowledge of the bilateral and Triparty settlement environments gained from trusted working partnerships with both ICSDs and Triparty agents. -
Personal Business Interest. Jul 2013 - Jan 2014
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Vice President / Executive Director: Global Head Of Funding / Repo Trade Management OperationsGoldman Sachs Nov 2012 - Jul 2013EmeaGlobal Head Of Funding / Repo Trade Management Operations:- Responsibility for 40 staff globally from analyst to Vice President level (Americas, EMEA, Asia)- Department covers all aspects of secured and unsecured funding trade management:- Middle Office support for multiple business units- Control, payments, confirmations and reconciliations- Risk assessments and submissions- Response to industry and regulatory mandates - Broad experience in Liquidity Management, specifically structured liquidity management solutions including those in new / Emerging Markets, partnering with Corporate Treasury and Liquidity / Repo Trading Desks.- Strong experience of the Triparty Repo product- Experience in OTC Collateral Rehypothecation- Experience in OTC Optimization- Spearheaded a team of 7 regionally elected Operations 'Industrialists' - a specialist Executive Director / Vice President group charged with enabling a culture of process improvement across the organisation. - Personally organised and hosted a project for a group of 30 Operations interns to investigate the industrialization topic and present back findings in group presentations. -
Vice President / Executive Director: Emea Head Of Funding Operations ProjectsGoldman Sachs Jan 2007 - Nov 2012London, United Kingdom- Managing a team of 5 SME’s and project managers in EMEA focusing on Funding projects and product development- Team delivered multiple strategic and product initiatives enabling the firms Repo and Global Liquidity Product desks to increase revenue and the term nature of the Funding book- Personally focused to provide global thought leadership to replace the suite of front to back Repo trade booking and processing systems- Contributed to various corporate governance processes including new activities committees and interactions with global regulators- Participation in industry working groups to promote greater harmonization of Funding and Repo processes across the industry -
Securities Client Middle Office: Team LeaderGoldman Sachs Jan 2004 - Jan 2007London, United Kingdom- Supported Salespeople in the post execution handling of fixed income and derivative products- Produced performance metrics that were used in ‘broker reviews’ with clients- Assisted with development of client confirmation platforms and industry systems - Represented Goldman Sachs on industry ‘Inter-broker’ forum- Helped to develop GS infrastructure in new Bangalore, Dubai and Moscow offices- Last 18 months of role were spent managing a team of 7 -
Analyst: Securities SettlementsGoldman Sachs Jul 2002 - Jan 2004London, United Kingdom- Responsible for all aspects of Euroclear settlement processing and problem solving. -
Operations AnalystGlobeop Financial Services Jul 2000 - Jul 2002London, United Kingdom- One of the first employees of young firm that was set up to perform operations and risk functions for multi strategy hedge funds- Personally managed the operations functions for up to 3 hedge funds at once- Responsibilities included liaison with prime brokers and counterparts, settlement, funding and cash Management, collateral Management, revaluation, cash injections and disbursements, profit and loss analysis and training of other analysts -
AnalystFidelity International Oct 1999 - Jun 2000Kingswood, Surrey, United KingdomAnalyst role working to sell ISA products to retail investors
James Upton Skills
James Upton Education Details
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Economics And Politics
Frequently Asked Questions about James Upton
What company does James Upton work for?
James Upton works for Lch
What is James Upton's role at the current company?
James Upton's current role is COO Repoclear | Collateral | Liquidity | LCH Ltd | LSEG Post Trade.
What is James Upton's email address?
James Upton's email address is ja****@****net.com
What schools did James Upton attend?
James Upton attended University Of Southampton, Epsom College.
What skills is James Upton known for?
James Upton has skills like Fixed Income, Middle Office, Derivatives, Project Management, Liquidity Management, Operations Management, Investment Banking, Funding, Collateral Management, Change Management, Structured Finance, Emerging Markets.
Who are James Upton's colleagues?
James Upton's colleagues are Javier Malimban, Rathinavel Manickam, Sherin Laavanya, Nipuna Shantha, Shivangi Panda, Valentin Mosor, Leon Lopez Cuervo.
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James Upton
Safeguarding, Supervision Skills, Safer Recruitment And Motivational Interviewing Trainer And Consultantdirector Of Motivational Interviewing And Safeguarding Training CompanyGreater Derby Area -
James Upton
Engineering Graduate From Kings College Londonchoral Scholar At Lincoln CathedralLincoln -
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