Jim Johnson
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Jim Johnson Email & Phone Number

Compliance Officer at Jefferies with senior responsibility for oversight and monitoring of Municipal Securities Group at Jefferies
Location: Rumson, New Jersey, United States 7 work roles 3 schools
1 work email found @jefferies.com LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

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Work email j****@jefferies.com
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Current company
Role
Compliance Officer at Jefferies with senior responsibility for oversight and monitoring of Municipal Securities Group
Location
Rumson, New Jersey, United States
Company size

Who is Jim Johnson? Overview

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Quick answer

Jim Johnson is listed as Compliance Officer at Jefferies with senior responsibility for oversight and monitoring of Municipal Securities Group at Jefferies, a company with 5159 employees, based in Rumson, New Jersey, United States. AeroLeads shows a work email signal at jefferies.com and a matched LinkedIn profile for Jim Johnson.

Jim Johnson previously worked as SVP Municipal Compliance Officer at Jefferies and Director - Senior Business Risk Manager at Citi. Jim Johnson holds Master Of Science - Ms, Finance, With Honors from Loyola University Maryland Sellinger School Of Business And Management.

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Email format at Jefferies

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{first_initial}{last}@jefferies.com
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Profile bio

About Jim Johnson

Capital Markets and Banking professional covering a broad spectrum of securities including stocks, bonds, commodities, futures, options, and derivatives with experience in managing risks involving market, credit, legal, compliance, and operational disciplines. Experienced Operational and Business Risk Manager in the money center banking industry.

Listed skills include Fixed Income, Portfolio Management, Capital Markets, Derivatives, and 17 others.

Current workplace

Jim Johnson's current company

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Jefferies
Jefferies
Compliance Officer at Jefferies with senior responsibility for oversight and monitoring of Municipal Securities Group
new york, new york, united states
Website
Employees
5159
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7 roles

Jim Johnson work experience

A career timeline built from the work history available for this profile.

Svp Municipal Compliance Officer

Current

New York, New York

Primary responsibilities are oversight and monitoring of municipal sales and trading activities, underwriting, and public finance banking. This includes advice to business management, as well as surveillance and monitoring of sales and trading activities. Create, update, and maintain applicable policies, procedures, written supervisory procedures, and.

Jun 2020 - Present

Director - Senior Business Risk Manager

New York, NY

Senior Business Risk Manager for Citigroup's Global Spread Products (GSP) Division with $7 billion per year revenues, approximately 1,400 employees, locations in North America, EMEA, and APAC. GSP includes such businesses as Securitized Markets, Credit Trading, Public Finance Investment Banking, Syndicate, Capital Markets Trading Desks, and Citi Community.

Aug 2005 - Feb 2020

Senior Vice President - Lead Compliance Examiner

New York, NY

Lead Compliance Examiner covering Citigroup's U.S. Institutional Branch network. Offices include Investment Banking, Public Finance, Fixed Income Sales & Trading, and Equities Sales & Trading. The Institutional Branch Inspection Team is an integral function to manage risk and ensure compliance with firm policies and regulatory rules such as NASD 3010 and.

Jun 2004 - Aug 2005

Vice President - Global Liaison

New York, NY

Global liaison for Citigroup’s Internal Audit, Risk, and Review Team specializing in equity market risk. Assess the state of affairs for Citigroup’s global capital market equity business. Interface with Citigroup Global Market’s senior management, global equity trading desks, and corporate audit staff. Develop equity and derivative product knowledge for.

Apr 2001 - Jun 2004

Vp - Derivative Securities Trader

Baltimore, MD

Derivative securities trader serving institutional and high net-worth private client order flow. Trading in exchange listed options on equities, indexes, interest rates, foreign currencies, financial and agricultural futures, and underlying securities. Advised customers on the viability and pricing of structured products. Maintained, upgraded and evaluated.

May 1989 - Dec 2000

Adjunct Professor

Baltimore, MD

Taught derivative securities courses in Masters of Science in Business for School of Continuing Studies. Began and developed first ever derivative securities course curriculum for upper level masters course at JHU. Course topics included: put-call parity theory, cash-and-carry arbitrage for forwards and futures, foreign currency interest rate parity.

Sep 1992 - Jun 1997

Senior Analyst/Portfolio Manager

Usf&G

Managed and traded index and utility equity portfolios for a $12 billion property & casualty insurance company and a $2.5 billion life insurance subsidiary. Performed quantitative portfolio analysis, recommended and executed hedging strategies, analyzed and managed various structured products. Automated equity, treasury, and derivative investment portfolio.

Jun 1985 - May 1989
Team & coworkers

Colleagues at Jefferies

Other employees you can reach at jefferies.com. View company contacts for 5159 employees →

3 education records

Jim Johnson education

FAQ

Frequently asked questions about Jim Johnson

Quick answers generated from the profile data available on this page.

What company does Jim Johnson work for?

Jim Johnson works for Jefferies.

What is Jim Johnson's role at Jefferies?

Jim Johnson is listed as Compliance Officer at Jefferies with senior responsibility for oversight and monitoring of Municipal Securities Group at Jefferies.

What is Jim Johnson's email address?

AeroLeads has found 1 work email signal at @jefferies.com for Jim Johnson at Jefferies.

Where is Jim Johnson based?

Jim Johnson is based in Rumson, New Jersey, United States while working with Jefferies.

What companies has Jim Johnson worked for?

Jim Johnson has worked for Jefferies, Citi, Alex. Brown & Sons, Inc. / Deutsche Banc. Alex. Brown, The Johns Hopkins University - Carey Business School, and Usf&G.

Who are Jim Johnson's colleagues at Jefferies?

Jim Johnson's colleagues at Jefferies include Beatriz Narciso, Waheed Malik, Jordan Rothstein, Fraser Forward, and Vince Spenceley.

How can I contact Jim Johnson?

You can use AeroLeads to view verified contact signals for Jim Johnson at Jefferies, including work email, phone, and LinkedIn data when available.

What schools did Jim Johnson attend?

Jim Johnson holds Master Of Science - Ms, Finance, With Honors from Loyola University Maryland Sellinger School Of Business And Management.

What skills is Jim Johnson known for?

Jim Johnson is listed with skills including Fixed Income, Portfolio Management, Capital Markets, Derivatives, Financial Risk, Investments, Excel, and Finance.

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