James Penny Email & Phone Number

London, United Kingdom

Continuation of existing portfolio management commitments for TAM's model-based investment services as well as management of TAM’s UK investment teams covering risk, research and investment management. Additional commitments now encompass managing a stand alone UCITS fund of fund range with a global investment mandate with £20m under management.

Basinghall Street, Ec2V 5De

Senior Investment manager with a discretionary mandate to run both bespoke and model-based multi manager investment portfolios with £350m under management. Daily tasks revolve around managing portfolio optimisation for the existing market environment as well as investing into long term growth opportunities. Maintaining strict risk parameters within portfolios to ensure client’s capital adheres to appropriate levels in accordance with their chosen risk appetite. In charge of TAM’s other investment managers running varying types of portfolios including Euro denominated, Australian Dollar denominated, ESG and Sharia. Day to day responsibility and oversight of TAM’s Risk analysts, research capabilities as well as TAM’s execution desk.

Basinghall Street

Conducting investment research over a broad range of asset classes across global markets within a fund of funds structure. Market research covers - Global equity, fixed income specifically corporate, government and high yield debt, commodity markets including Oil and precious metals, alternatives, hedge funds and EFT's. Working towards both maintaining and optimising client portfolios ensuing the firms clients remain ahead and above market volatility. Capital preservation remains at the forefront of what we do.

1 Finsbury Avenue

Supporting the UBS Portfolio sales traders who have consistently ranked amongst the top sales traders on the street so this was a privilege to learn from them. •Responsible for all T+0 – T+1 Bookings across the swap and Give up client orders for the portfolio desks APAC and EMEA clients•Working closely with the clients, the clients appointed brokers and the Swaps support teams and sales traders to ensure all post trading issues are resolved well before settlement date •Day to day management of Pinpoint client order systems, assisting various sales desks across the bank with the movement of market executed positions onto live client orders and amending, downsizing and changing of product types of those orders thereafter to match the client. •Management of settlements teams, downstream client support teams and overseas brokers and UBS satellite offices ensuring no aspect of the trades life cycle is disrupted, such as client or broker buy ins due to internal or external short positions resulting in a client missing their position on settlement date

1 Finsbury Avenue

•Reviewing and amending high risk Cash Equity trade breaks from T+0 and onwards covering EMEA, APAC •Working on High risk breaks with UBS Brokerage teams that represent the top 6 Prime brokerage houses in the UK•Direct daily contact with various SWAPS, UK Equities and Emerging market traders and sales traders regarding various amends such as:•Amending prices, Trade and settlement dates as well as over all cycles, adjustment of various trading books as well as the ability to speak on traders behalf for cash breaks under agreed tolerances between exchanges or brokerage houses•Daily contact with UBS satellite offices around the globe where UBS has a seat at that exchange, namely - Madrid, South Africa, New York, Canada, Zurich, Australia and Hong Kong

Greater New York City Area

•Operated in a team of 6 overseeing the clearance of U.S. listed options within the America’s trading platform•Assisted Traders with commission breaks and DK’d trades from outstanding broker invoices•Responsible for identifying wire transfers and ensuring these were cleared to the correct accounts before EOD•Responsible for managing the daily offshore call, ensuring that all daily procedures were actioned and all incoming wires were identified and cleared on a daily basis as well as going through key daily procedures and acting as a point of escalation

Post Graduate, International Business Practice, Distinction

Bachelor Of Arts In Business Management, Business Management

A Levels, Business Studies B - Design Technology B - Theology C - Biology, A, B, B, C