Jasdeep Singh Email & Phone Number

Gurugram, Haryana, India

Responsible for key elements of managing AML and sanctions risk within the Project framework including AML, KYC, Anti-Bribery and Corruption (ABC) / Foreign and Corrupt Practices Act (FCPA)The expanding project team covering the APAC region (based in Singapore) is tasked with delivering against this frameworkThe project requires an experienced candidate to drive the implementation through project management governance & discipline.The role will be working directly for APAC Project Managers based off demand and prioritisation if required to meet detailed BA requirements for any one of the 11 core delivery streams often on complex bank wide problems and processes.Support business requirements gatheringDevelop and document end-to-end roles and responsibilities, including process flow, operating procedures, as well as the required controlsProvide transparency around progress status and key risks/issues being faced towards achieving success on the in-flight projects.Drive issue resolution or options articulation around any problems or challenges that crop up in the course of execution of the various initiatives.

Mississauga, Ontario, Canada

• End to End Corporate KYC and UBO Monitoring.• Facilitated communication with onboarding team to gather information and onboarding documentation.• Reviewed and filed SAR reports in accordance with FINTRAC guidelines.• Performed Enhanced due diligence for High Risk Reviews(like open source searches , PEP Screening, Name screening) of various Key principles associated with the Companies.• AML Compliance monitoring environment with understanding of Proceeds of Crime Money Laundering , (ML), PEP , Name Matching , Risk Scoring Terrorist Financing (TF), Red Flags , Sanctions and Bribery, Regulations, and Compliance standards.• Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review

Canada

* Provide financial planning support to clients* Support investment professionals to cultivate client relationships* Prepare financial plans and check their accuracyRespond to prospective customer queries about financial planning* Assist in the development plans for the companyOffer subject matter expertise to fellow Financial Advisors* Maintain awareness of latest legislative changes that may affect financial planning

Gurugram, Haryana, India

• Verify that all documentation received from the client comply with regulatory and compliance standards firm-wide AML guidelines.• Ensure business is provided with the KYC, Tax, and Regulatory requirements for all onboarding request. • Working closely with the Anti-Money Laundering team within Client Onboarding in relation to the process of obtaining client KYC documentation to ensure adherence to all Compliance policies, procedures and regulatory obligations.• Laising with clients as necessary during the Onboarding process to gather KYC documentation.Ensure the appropriate legal documentation is in place including reg reform information.Prepare high-level and detailed business requirement documents to support process

Noida, Uttar Pradesh, India

Perform Customer Due Diligence (CDD) andEnhanced Due Diligence (EDD), quality checking completed KYC/AML files.Know Your Customer (KYC) checks, report writing together with research and discussions with other departments to ensure that both the business and the programme are well engaged and informed. Ensuring a smooth customer journey by proving a high quality service at first point of call to achieve maximum customer satisfaction.Managing complex cases efficiently whilst maintaining quality and compliance. Protecting the bank, being a part of Global Standards, Investigation.Managing cases independently and efficiently: focus on efficiency, quality and effectiveness. Adherence to documented policies and procedures.Ensuring timely completion of KYC data inputs into bank system(s).Deputises for Global Standards Support Team Lead.

Postgraduate Degree, International Business

Bachelor Of Business Administration - Bba, Banking And Financial Support Services

High School Diploma, Business/Commerce, General