Process Analyst
Current• Mandatory Corporate Actions processing for Equity Reorganization events in the USA, Canada and LATAM regions such as Mergers, Stock splits, Reverse splits, Stock Dividends, Spin-offs, Worthless events, Bonus Issue, Mandatory Exchange & Rights issue.• Processing of Prime Brokerage, Securities lending/borrowing, Proprietary and Open Fail trades for equity positions affected by a Corporate Action.Trade processing for various categories of trades in the final half of the trade life cycle, which encompasses Trade booking for Prime brokerage and select Proprietary internal book trades, Settlement, Reconciliation, and Reporting to regulatory bodies.• Fluent in operating Legacy, Inhouse and Global capital markets processing systems such as:-| INTELLIMATCH MM4| ASTRID| Memphis| GOS| FISS| GLOSS| DTCC| RTSR - Real Time Stock RecordBPS 224• Prioritised timely reconciliation and matching of ledger and statement breaks in Intellimatch MM4 system post trade• Prioritised timely reconciliation and matching of ledger and statement breaks in Intellimatch MM4 system post trade processing.• Evidence preparation and submission of CASS items - client money and stock hub items to the regulatory bodies governing the capital markets ecosystem in the following portals :-| CASS Hub - Barclays| Stock Hub - Barclays| Delphi - Barclays* Deplhi CASS Governance report and evidence submission.* TLS - PLS - Cash breaks reporting.* Single CASS items evidencing + submission.* GLOSS tasks resolution + reporting.* Delphi fail items commentary and resolution.* Weekly Payables and receivables• Additionally cross-trained and extended support to the Proxy Voting team during peak season by exercising voting rights on behalf of Shareholders in their absence by adjusting over and above votes for companies undergoing Corporate actions, alongside performing BAU as mentioned above.
