Jeffrey Vazquez Email & Phone Number

Greater New York City Area

Conduct the compliant, accurate, and timely trade execution of equity order flow received from the institutional, proprietary, sales, and retail trading desks of various client accounts. Communicate with clients’ trading desks concerning any unusual stock activity. Assist clients with monitoring and assessing risk for positions. Resolve any discrepancies and question trades for client transactions. Develop and maintain buy side and sell side client relationships as well as relationships with NYSE Designated Market Makers and key NYSE Management personnel. • Utilize and manage various applications to facilitate equity execution (Index Rebalance / Reweighting Trading strategies, TWAP, VWAP, POV, 10B18, etc.)• Experienced in IPO and Secondary market pricing at point of sale.• Experienced in Capital Commitment Position trading.• Price openings and closings of stocks. • Observe and monitor trading environments as needed.Experienced with FINRA / NYSE rules and regulations

Greater New York City Area

Edge Trading Inc. merged with Illustro Trading LLC December 2010Conduct the compliant, accurate, and timely trade execution of equity order flow received from the institutional, proprietary, sales, and retail trading desks of various client accounts. Recommend and implement risk management parameters for clients based on customer order flow. Assist in formatting, updating, and revising firm WSPs. Communicate with client’s trading desks concerning any unusual stock activity. Assist clients with monitoring and assessing risk for positions. Resolve any discrepancies and question trades for client transactions. Develop and maintain buy side and sell side client relationships as well as relationships with NYSE floor trading Specialists and key NYSE Management personnel. • Utilize and manage various applications to facilitate equity execution (Index Rebalance / Reweighting Trading strategies, TWAP, VWAP, POV, 10B18, etc.)• Experienced in IPO and Secondary market pricing at point of sale.• Experienced in Capital Commitment Position trading.• Price openings and closings of stocks.• Explore and negotiate fair pricing on large block equity transactions. • Observe and monitor trading environments as needed.• Assist in responding to all regulatory agency inquiries and audits (FINRA, SEC, NYSE, etc.)• As a member of the Floor Members Emergency Fund (FMEF), periodically participate as a hearing panel arbiter in trading error submissions.Health Care Benefits Coordinator-Manage health care benefits for nine employees and their families. Research and adjust coverage annually. Process updates and status changes as needed.

Greater New York City Area

Traded institutional stock orders, IPO’s, and secondary shares. Communicated with trading desks concerning unusual stock activity and market conditions. Negotiated best price for customers in an auction environment. Resolved errors and question trades for my team. Maintained successful relationships with trading and sales desk as well as NYSE floor trading specialists.

Directed order flow, instructions, and follow up trade plans to 10 Floor Brokers. Trained and managed five clerks in day to day operations of the NYSE in specific trading zones. Lead Clerk of IPO and Secondary deal teams. Managed expenses for trading zone and monitored positions for trading and sales desks.Implemented a streamlined recapping scheme resulting in a more efficient reconciliation system and less errors.Coordinated personnel scheduling resulting in less manpower needed for resolving discrepancies among question trades.

Organized and directed order flow to firm brokers and non firm commissioned brokers ensuring timely implementation of trading plans. Maintained "buy and sell" log on orders received over the trading day. Relayed market standing on orders received. Communicated market environment to trading desk to assist in firm trading. Managed expenses and organized trading records. Helped transition firm's manual order management system to initial version of BBSS. Streamlined process in the generation of floor reports for more efficient clearing.

Responsible for routing orders and instructions from trading desk to floor brokers for accurate and timely execution. Relayed market standings to trading desk. Maintained recaps of executed orders. Resolved question trades.Achieved proficiency of Capital Commitment trading and position risk management resulting in enhanced business for the firm. Assisted in overhaul of firm's order record filing system.