- Senior Finance professional with over 20 years experience in all aspects of Accounting and Finance primarily in the securities brokerage industry. - Possess comprehensive understanding of securities operations and regulations including net capital and customer reserve computations. - Experienced in dealing with regulatory bodies, examiners, and auditors. - Thorough command of internal controls and audit, financial systems, and merger due diligence process. - Proven ability to execute efficiently and effectively in various and changing business environments. - CPA and FINRA licensed Financial and Operations Principal (Series 27). - Outsourced Financial and Operations Principal to registered broker-dealersSpecialties: Securities Brokerage Accounting and Finance
Listed skills include Mergers And Acquisitions, Financial Services, Financial Reporting, Due Diligence, and 28 others.