Jim Reddan, Cpa Email & Phone Number

Reading, Ma, Us

Provided comprehensive support to the Wells Fargo Internal Testing and Validation (IT&V) group. Project support included walkthrough documentation of critical processes and controls, test script development and testing.

Denver, Colorado, Us

Tasked with planning, building, and overseeing an efficient and effective Sarbanes-Oxley (SOX) 404 Compliance program. Implemented Workiva's Internal Controls Control Platform. Participated in the development and implementation of the enterprise risk assessments utilizing Workiva's Enterprise Risk Management Platform.

Reading, Ma, Us

Providing Fiserv with Internal Audit project support and remediation review. Project list currently included Complaint Governance, Fraud Risk, and Vendor Management Process. Projects included domestic and foreign locations.

Irvine, Ca, Us

Provided comprehensive support for the Operating Risk Testing Team in support of first line of defense testing, including risk and control evaluations and quality assurance reviews within Charles Schwab.

Symphony MediaAI (SMAI) is the leading provider of audit and financial management services for the media industry; auditing billions of dollars each year in license fees, retransmission consent fees, subscriber fees, and royalty payments on behalf of major media companies in the Fortune 500 throughout the world.

Irvine, Ca, Us

Provided comprehensive support for the Operating Risk Testing Team in support of first line of defense testing, including risk and control evaluations within Charles Schwab.

Menlo Park, Ca, Us

• Developed and implemented abstracts for intracompany agreements that detailed contractual and compliance-based responsibilities for the DaVita Medial Group.

Greenwood Village, Co, Us

• Led in the direction and strategy of internal audit functions for a publicly traded homebuilder, including a risk-based Annual Audit Plan, operational and IT audits, compliance, fraud investigations, and ad-hoc projects. • Designed and managed a highly effective, sustainable SOX compliance program, including walkthroughs, flowcharts, and testing which drove first-year SOX compliance. • Led quality assurance reviews of financial, operational, information technology, and compliance audits. • Managed a high performing team of outsourced audits with KPMG for both business process (COSO) and IT controls (COBIT).• Implemented data analytics, which drove more effective efficient audits and continuous monitoring.

• Oversaw compliance-related initiatives that ensured that processes, procedures, and controls were adequately designed, implemented, and remediated to meet both audit and SOX, PCI, and HIPPA compliance requirements.• Developed a sustainable 3rd party Vendor Compliance program that ensured both domestic and offshore vendors affecting the company's internal control environment were in compliance with laws and regulations • Implemented a highly effective risk-based review process by which high-risk vendors were identified for contract review and subsequent audit.

Nashville, Tennessee, Us

• Implemented a risk-based Annual Audit Plan that included budgeting and strategy while reporting to the CFO and Chairman of the Audit Committee and engaging senior executives across all lines of business. • Led quality assurance reviews over financial, operational, information technology, and compliance audits. • Designed and managed a highly effective, sustainable SOX compliance program, including the IPO initiative, walkthroughs, flowcharts, and testing based on both COSO and COBIT.• Executed sensitive compliance and fraud investigations coordinated with Legal, Compliance, and Human Resources with results reported to executive officers and the audit committee. • Managed simultaneous projects that included internal control documentation and testing, external audit substantive testing support, enterprise risk management, and risk-based audits. • Developed and presented onsite training sessions related to both internal audit and controls. Notable achievements while in the position included:- Worked in collaboration with operational and departmental stakeholders to deliver high-impact projects that resulted in process improvements and significant cost savings.- Managed a co-sourced and loan staffing arrangement with an external auditor that resulted in annual savings of $600,000.- Implemented continuous monitoring audit programs through the use of IDEA data mining software that negated the use of 3rd party recovery services, resulting in cost savings and recovery of $1M+ annually.

Master Of Business Administration

Ba And Bs, French And Finance

Certificat D'Etude Francaise, French Language And Literature