John Barger Email & Phone Number

Addison, Texas

Regulatory Data Validation

Plano, Tx

• Managed team of 24 associates (including resources in Singapore and London) who specialized in Automation of Audit Activities. Performed data extraction, data visualization and other activities in support of LOB Audit activities• Lead a team of Automation experts that saved the Audit team over 40,000 hours from the annual audit plan via tools we developed as well as provided the benefit to audit of testing entire populations of data as opposed to sampling• Supported Global Wealth, Global Markets, Global Technology, AML, Compliance, Mortgage, Risk and all International Audit teams with their Automation needs by meeting with the General Auditor and Senior Audit Directors for each area• Headed an Innovation team that looked to expand toolsets by exploring new tools for use in our activities. (responsible for bringing Tableau and Alteryx in house)• Started expanding team to look for ways to bring RPA, CI and OCR into our skillsets. Team has developed some robotic processes• Headed Administrative team that handled re-certifications of our recurring automated test, dashboards and QA of our system of record for requests• Responsible for defining, creating and issuing metrics to the General Auditor on Audit’s use of Automation• Met with Regulators to report on use of automation in support of the audit plan• Created a development participation group that risk ranked all development projects within the organization. (Participated on high risk projects and monitored medium risk projects. Group was given final go/no-go decision on all go live decisions)• Continued 100% on-time issuance of all audit reports; completion of work papers; performance evaluations as well as maintained the distinction as the only group in Internal Audit with no findings in our Quality Assurance reviews

• Auditor in charge on audits of:o Oklahoma City Data Centero Quality Assurance and Testing Departmento Workers Compensation Premium Applicationo Customer Restoration Network System Development Project (a redesign of Legacy based claims system to a client server/web-based front end system)o Professional Liability Applicationo Disaster Recovery/Business Resumptiono Life-Cycle Managemento Performed risk assessmentso Developed audit programs using Cobit and other sources