John F Bauer Email & Phone Number

Washington, Dc, Us

Senior Vice President, Operational Risk Management• Oversee and manage line of business adherence to the firmwide operational risk management framework for Retail businesses including Consumer Lending, Mortgage and Home Equity, Business Banking, Retail Deposits, Auto Lending, Student Lending, and Retail Distribution. • Develop and execute operational risk analysis and recommendations for Retail line of business. • Managed enterprise Operational Risk CCAR/DFAST loss forecasting and the operational risk regulatory and economic capital projections.• Managed oversight of the firmwide Scenario Analysis program for operational risk. Managed the Risk Identification processes to determine the key material operational risks facing the bank through the evaluation of inherent risk and the quality of risk management, along with emerging risks, internal loss data, and external loss data. • Managed line of business adherence to the firmwide operational risk management framework for CIO Treasury, Capital Markets, and Asset and Liability Management.

Washington, Dc

Senior Advisor with The Collingwood Group executive team. Senior executive with extensive experience at major financial institutions and with federal regulatory agencies. Providing business solutions with expertise in mortgage finance, regulatory compliance, data governance, and risk management strategies.

Washington, Dc And New York City

Managing Director, Office of Chief Operating Officer• Established operational risk data domain governance, delivered a sustainable data management process focused on source to report lineage, critical data elements, data modeling, and data quality.• Executed operational risk management of business-critical end-user computing tools.• Implemented sustainable Basel regulatory requirements for firmwide operational risk management reporting.• Implemented global firmwide standardized operational risk reporting.Senior Vice President, Consumer and Community Banking• Developed and implemented risk management review of new business initiatives, aligned with regulatory expectations. • Led senior management cross-functional operational reviews of regulatory Matters Requiring Attention (MRAs) and Consent Orders. • Implemented regulatory reporting used by the OCC, Federal Reserve, and management to reconcile and communicate progress on closing regulator-identified operational risk issues. • Developed a reporting team to produce detailed monthly operational risk metrics and reports across the consumer banking businesses.Senior Vice President, Mortgage Bank• Chaired Consent Order remediation review committees for 2+ years; executed due diligence reviews for regulatory issue closure leading to the completion and lifting of regualtory matters (MRAs).• Prepared monthly presentations to the Board Compliance Committee on regulatory Consent Orders, Matters Requiring Attention (MRAs) and Memorandums of Understanding (MOUs).• Prepared bi-annual deep dive presentations to the Board of Directors Audit and Risk Committees detailing controls and operational risk metrics, consent order status, issues for Board action, and business resolution.

Washington D.C. Metro Area

Director of Program Administration, Credit Loss Management • Built a multi-agency framework and triage response during the economic crisis for the disposition of foreclosed properties; led effort between the U.S. Department of the Treasury, the Federal Reserve, Department of Housing and Urban Development (HUD), the FHFA, private investors, non-profits, housing advocacy groups, and state agencies.• Established and advanced relationships with key federal government officials during the economic crisis to direct policy, resolve issues, and enhance housing programs. Served in program administration leadership for U.S. Department of Treasury’s mortgage modification program (Making Home Affordable program).Director of Finance, Single Family Business• Managed forecasting of five year business plan.• Led the redesign of business process management and forecasting tools supporting monthly production forecast, expense management, and business line net income results.Director of Program Management, Consent Order Compliance.• Lead program management of critical path business processes in the multi-year restatement of Fannie Mae’s financial results including remediation of SOX material weaknesses.

Bba, Finance

Ma, Economics, Financial Economics And Public Policy