Jonathan Schaub Email & Phone Number
@advisorgroup.com
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Who is Jonathan Schaub? Overview
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Jonathan Schaub is listed as Compliance Analyst at Cambridge Investment Research, Inc., a with 1257 employees, based in Phoenix, Arizona, United States. AeroLeads shows a work email signal at advisorgroup.com and a matched LinkedIn profile for Jonathan Schaub.
Jonathan Schaub previously worked as Compliance Analyst - Lead at Osaic and Sr. Manager - AS Compliance at Charles Schwab. Jonathan Schaub holds Master Of Business Administration - Mba, Business Administration And Management, General from Western International University.
Email format at Cambridge Investment Research, Inc.
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AeroLeads found 1 current-domain work email signal for Jonathan Schaub. Compare company email patterns before reaching out.
About Jonathan Schaub
I am Compliance Officer with 20 years of experience in financial services industry, specializing in compliance and risk management and relationship building. Conduct comprehensive needs analysis to identify educational and training requirements, establish plans to ensure regulatory compliance, and coordinate with stakeholders to maintain alignment with organizational objectives. Collaborate with content owners to develop compliance frameworks and report key metrics to senior leadership, supporting effective decision-making.
Jonathan Schaub's current company
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Jonathan Schaub work experience
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Compliance Analyst - Lead
Responsible for developing, implementing and launching the Firm’s Annual Compliance Program including Firm Element Courses, Annual Compliance Meeting and Annual Compliance QuestionnairePrimary contact for relationship with Compliance Vendor, RegEd including projects, issues and operational questions.Business Owner for RegEd on Firm’s ‘Journey to One’ project to convert six different stand-alone entities to Osaic Wealth Responsible for the Firm’s Regulatory Change Management process including: Research and review notices from Regulatory bodies such as FINRA, SEC and MSRBLead Regulatory Review Committee of department SMEs to review, discuss and take action on relevant new rules and rule changesTrack progress of all itemsReport updates to Sr. Management
Regulatory Compliance Analyst
Colleagues at Cambridge Investment Research, Inc.
Other employees you can reach at joincambridge.com. View company contacts for 1257 employees →
Wende Smyth
Colleague at Cambridge Investment Research, Inc.United States
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Rachel Bucher
Colleague at Cambridge Investment Research, Inc.Fairfield, Iowa, United States
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Nick Webster
Colleague at Cambridge Investment Research, Inc.Fairfield, Iowa, United States
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Tiffany Depenning
Colleague at Cambridge Investment Research, Inc.Bloomfield, Iowa, United States
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Andrea Shafer
Colleague at Cambridge Investment Research, Inc.Fairfield, Iowa, United States
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Seth Linder
Colleague at Cambridge Investment Research, Inc.Northfield, Minnesota, United States
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Kylee Overall
Colleague at Cambridge Investment Research, Inc.Boise, Idaho, United States
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Katelyn Anderson
Colleague at Cambridge Investment Research, Inc.Lockridge, Iowa, United States
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Russell Potter
Colleague at Cambridge Investment Research, Inc.Washington, Iowa, United States
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Joe Dowd
Colleague at Cambridge Investment Research, Inc.Fairfield, Iowa, United States
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Jonathan Schaub education
Master Of Business Administration - Mba, Business Administration And Management, General
Bachelor'S Degree, Business Administration And Management, General
Frequently asked questions about Jonathan Schaub
Quick answers generated from the profile data available on this page.
What company does Jonathan Schaub work for?
Jonathan Schaub works for Cambridge Investment Research, Inc..
What is Jonathan Schaub's role at Cambridge Investment Research, Inc.?
Jonathan Schaub is listed as Compliance Analyst at Cambridge Investment Research, Inc..
What is Jonathan Schaub's email address?
AeroLeads has found 1 work email signal at @advisorgroup.com for Jonathan Schaub at Cambridge Investment Research, Inc..
Where is Jonathan Schaub based?
Jonathan Schaub is based in Phoenix, Arizona, United States while working with Cambridge Investment Research, Inc..
What companies has Jonathan Schaub worked for?
Jonathan Schaub has worked for Cambridge Investment Research, Inc., Osaic, Charles Schwab, and Advisor Group.
Who are Jonathan Schaub's colleagues at Cambridge Investment Research, Inc.?
Jonathan Schaub's colleagues at Cambridge Investment Research, Inc. include Wende Smyth, Rachel Bucher, Nick Webster, Tiffany Depenning, and Andrea Shafer.
How can I contact Jonathan Schaub?
You can use AeroLeads to view verified contact signals for Jonathan Schaub at Cambridge Investment Research, Inc., including work email, phone, and LinkedIn data when available.
What schools did Jonathan Schaub attend?
Jonathan Schaub holds Master Of Business Administration - Mba, Business Administration And Management, General from Western International University.
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