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Jonathan Schaub is listed as Compliance Analyst - Lead at Osaic based in Phoenix, Arizona, United States. AeroLeads shows a work email signal at advisorgroup.com and a matched LinkedIn profile for Jonathan Schaub.
Jonathan Schaub previously worked as Compliance Analyst - Lead at Osaic and Sr. Manager - AS Compliance at Charles Schwab. Jonathan Schaub holds Master Of Business Administration - Mba, Business Administration And Management, General from Western International University.
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I am Compliance Officer with 20 years of experience in financial services industry, specializing in compliance and risk management and relationship building. Conduct comprehensive needs analysis to identify educational and training requirements, establish plans to ensure regulatory compliance, and coordinate with stakeholders to maintain alignment with organizational objectives. Collaborate with content owners to develop compliance frameworks and report key metrics to senior leadership, supporting effective decision-making.
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Responsible for developing, implementing and launching the Firm’s Annual Compliance Program including Firm Element Courses, Annual Compliance Meeting and Annual Compliance QuestionnairePrimary contact for relationship with Compliance Vendor, RegEd including projects, issues and operational questions.Business Owner for RegEd on Firm’s ‘Journey to One’.
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Jonathan Schaub is listed as Compliance Analyst - Lead at Osaic.
AeroLeads has found 1 work email signal at @advisorgroup.com for Jonathan Schaub.
Jonathan Schaub is based in Phoenix, Arizona, United States.
Jonathan Schaub has worked for Osaic, Charles Schwab, and Advisor Group.
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Jonathan Schaub holds Master Of Business Administration - Mba, Business Administration And Management, General from Western International University.
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