Jonathan Suh Email & Phone Number

New York, Ny, Us

▸ Led Change Assurance for unified International Banking & Lending risk framework, spanning all Private Bank lending products. ▸ Positioned two levels below Chief Audit Executive. Prepare quarterly Board Audit Committee presentation materials, trending, and analysis. ▸ Re-designed and execute Continuous Monitoring across 55 business units and risk management coverage areas. ▸ Led implementation of Audit “Bank Improvement Plan” efforts to re-write Enterprise Audit Framework to integrate coverage of US Banks (Morgan Stanley Bank National Association & Morgan Stanley Private Bank National Association). ▸ Coordinate Internal Audit review & challenge of Strategic Plan, required by Office of the Comptroller of the Currency (OCC) Heightened Standards as a foundational input into the Risk Governance Framework. ▸ Led comprehensive Operational Risk Control Framework engagement (including Cybersecurity, Data, Information Security).

New York, New York, Us

▸ Closure Verification of 2020 Federal Reserve & OCC Consent Orders milestones on Capital Planning. Themes included: (1) Capital Planning Technology Modernization: Retirement and migration of IT infrastructure to enable cloud-based, multi-task processing, with enhanced fail resiliency. Introduction of self-service user interface for Subject Matter Exprts (SMEs), eliminating the need for requests to Operations and/or IT. Eliminating manual inputs to reduce Operational Risk. Re-engineering processes, controls, and data structure. (2) Enhancement and integration of Regulatory CCAR and Internal Financial Planning & Analysis (FP&A): Loss Forecast & Risk Weighted-Assets (RWA) Forecast methodology. Minimum Capital Sufficiency ratio. Market Economic Variables Sensitivities. Alignment of Model Assumptions to Financial Accounting Standard. Replacement of Model Overlays with Systems Calculation. ▸ Lead integrated engagement teams with experts ranging from Model Risk, Technology, Capital Planning, and Project Management. ▸ Founded and co-chaired Vice President Forum. Lead discussions on team morale, career aspirations, return to office, etc.

Charlotte, Nc, Us

▸ Led testing of supervisory controls & trade monitoring routines instituted to lift the 2014 Federal Reserve / OCC Consent Orders regarding FOREX against Bank of America. ▸ Law Regulation Owner for 17 Code of Federal Regulations (CFR) Part 23 (Swap Dealer & Major Swap Participants), owning risk assessments and coordinating with engagement leads to ensure adequate coverage. ▸ Asian Leadership Network: Project Manager for the New York External Partnership sub-committee. ▸ Led engagements covering critical bank functions including London Inter-Bank Offered Rate (LIBOR) migration, Uncleared Margin Rule, remote supervision during the COVID-19 crisis, and Independent Price Verification. Led Front Office audit engagements including: XVA, Structured Notes, and Global Commodities.

Zurich, Ch

▸ Built Risk Identification capabilities for the US Intermediate Holding Company (IHC), as a foundational input to capital planning under CCAR. Components included: materiality thresholds, policies, procedures, risk taxonomy, escalation structure, process mapping, control inventory, and integration with existing capabilities (New Business Approval, Risk Appetite, etc.).▸ Organized and hosted Governance Committees to review, challenge, and ultimately ratify Risk Identification artifacts with leadership across Finance, Risk, Treasury, Compliance, and Front Office. ▸ Produced a quarterly comprehensive material risk inventory for the IHC.

Zurich, Ch

▸ Selected engagements: Anti-Money Laundering, Volcker Rule implementation, Model Risk Governance [SR 11-7], Operational Risk Framework & Advanced Measurement Approach, Independent Price Verification, Sarbanes-Oxley, and Credit Risk Ratings. ▸ Co-chaired Employee Forum, leading discussions with 35 staff, advocating their concerns to the Managing Directors, and mediating conversations between parties.

Worldwide, Oo

▸Served as Lead Senior for the audit of Collateralized Loan Obligations on the Blackstone Group LP engagement. Responsible for coordinating the audit of $8.7 billion in assets (39.9% of the consolidated 10-K balance sheet assets) and $8.3 billion in liabilities (65.7% of the consolidated balance sheet liabilities) as of the 10-K for the year ending 2011.▸Served as Lead Senior on the audit of the Blackstone Real Estate Special Situations Funds. Performed audit and attest services for 26 entities including private equity funds, hedge funds, side-by-side affiliates and special purpose vehicles.▸Reviewed independent fair value assessments and portfolio risk analysis of structured vehicle tranches; interest rate swaps; currency exchange swaps; publicly and privately traded equities.▸Prepared budget-to-actual comparisons and risk assessments for Blackstone Audit Committee.▸Performed beginning balance sheet procedures of four acquired foreign CLOs worth 2.1 bn EUR (3.0 bn USD).

▸Clientele included broker dealers, private equity funds, charter schools and hedge funds.

Binghamton, Ny, Us

▸Lectured and evaluated over 600 students in topics ranging from relational databases, data normalization, Microsoft Access, and basic information technology concepts.▸Managed a team of nine undergraduate teaching assistants.

▸Prepared Human Resources and Payroll Systems for audit of internal controls, in compliance with Sarbanes Oxley.▸Developed a series of databases for the Legal department ranging from case management to performance appraisal.▸Coordinated Human Resources, Information Systems, and the Legal department to develop a database to track hiring patterns and applicant data enterprise-wide.▸Assisted product development; beta-tested new products and participated in focus group studies.

▸ Organized campus-wide programs and events including Spring Week, concerts, and seminars from various guest speakers▸ Served as a liaison between the student organizations officers and school administration

▸Sequencing genetic data and experimental results into models using in-house computer software.▸Researched and compiled the latest data for principal investigator and postdoctoral associate use.▸Provided general laboratory assistance: Maintained equipment, facility, and test animals.

Master Of Science (Ms), Risk Management

Masters In Science, Accounting

Mba

Ba, Music, Psychology