James Sloop Email & Phone Number

Chapel Hill, Nc 27517

Direct assistant to a group of Private Financial AdvisorsDescription:Oversaw work flow, organizational and operational processes for the group including preparation of proposals, completion of paperwork, and document review for compliance standards.Responsible for analyzing client portfolios for adherence to risk tolerance and making recommendations for changes to producers.Worked with financial planning software and created basic financial plans for retail level clients.

Graham, Nc

Partnered with an established advisor, responsible for managing clients and a book of business totaling $70MM in assets.Description: Incorporated with financial planning as a focal point to assist clients with retirement, estate, investment, and insurance needs.Responsible for four retail branches with 25+ branch teammates in the areas of coaching and training of referral, product, and planning processes.

Associate to Private Wealth Investment Advisor dealing with clients of over $1MM in investable assets.Description:As a member of the Private Wealth Team, conducted client account reviews; including portfolio analysis, asset allocation, cash flow/retirement projection, and insurance analysis.Interacted with other members of the Private Wealth Team including: Client Advisor, Estate and Business Planner, Trust Specialist, Credit, and Senior Financial Planner.Made recommendations to advisor and clients based on findings.Led 401k enrollment meetings for current business clients.

Direct assistant to a team of Financial Advisors Description:Oversaw work flow, organizational and operational processes for the team including preparation of proposals, completion of paperwork, and document review for compliance standards.Responsible for analyzing client portfolios for adherence to risk tolerance and making recommendations for changes to producers.Worked with financial planning software and created basic financial plans for retail level clients.