Accomplished Compliance Leader with 15+ years of delivering results in critical areas of compliance and risk management as part of well-integrated teams at global financial services leaders. Solid reputation for successfully developing policies, procedures, surveillance, and training to raise compliance awareness and remediate issues. Continuously driving innovation, sustainable growth, and high performance. Effective communicator with bilingual fluency in English and Chinese, advanced computer and polished team skills. Continuous life-long learner, currently adding focus on rapidly rising issues of cryptocurrency.Core Competencies: AML Compliance/Prime Broker Compliance/Digital Assets Risk Assessment/Project Management/Quality Assurance/Testing and Monitoring/Process Improvement/Regulatory Exam/Cybersecurity Oversight/Team Communication/Issue Remediation/Root Cause Analysis/Ethics/Analytical and Critical Thinking/Mentoring