Jason Ungles Aams® Aif®
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Jason Ungles Aams® Aif® Email & Phone Number

Gameday Compliance Manager at Major League Baseball
Location: Denver, Colorado, United States 8 work roles 1 school
1 work email found @raymondjames.com LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email j****@raymondjames.com
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Current company
Major League Baseball
Role
Gameday Compliance Manager
Location
Denver, Colorado, United States
Company size
5 employees

Who is Jason Ungles Aams® Aif®? Overview

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Quick answer

Jason Ungles Aams® Aif® is listed as Gameday Compliance Manager at Major League Baseball, a company with 5 employees, based in Denver, Colorado, United States. AeroLeads shows a work email signal at raymondjames.com and a matched LinkedIn profile for Jason Ungles Aams® Aif®.

Jason Ungles Aams® Aif® previously worked as Senior Advisor, Supervision - Investment Advisory at Raymond James and Gameday Compliance Monitor at Major League Baseball. Jason Ungles Aams® Aif® holds Bachelor Of Science - Bs, Marketing from Missouri State University.

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Email format at Major League Baseball

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*@raymondjames.com
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AeroLeads found 1 current-domain work email signal for Jason Ungles Aams® Aif®. Compare company email patterns before reaching out.

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Profile bio

About Jason Ungles Aams® Aif®

I am an accomplished Senior Product Manager, Client Engagement Specialist, and Trade Supervisor interested in bringing extensive experience in managing complex initiatives, improving client experience, and overseeing advice compliance to an industry-leading organization. My strong history of success in designing and implementing highly visible, cross-enterprise projects and leading highly technical teams to modernize workflows is readily transferable across positions and industries. Diligent and focused, I specialize in problem solving, process analysis/improvement, active listening, building consensus, and strategic management. I am especially proud of the fact that I have advised affluent clients through a market financial crisis, navigated a Fortune 500 investment adviser transition into a new fiduciary standard, and maintained client trust and loyalty during unprecedented market volatility. I am ready to contribute and can make an immediate impact in any fast-paced team.

Listed skills include Series 7, Series 9/10, Series 63, Series 66, and 10 others.

Current workplace

Jason Ungles Aams® Aif®'s current company

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Major League Baseball
Major League Baseball
Gameday Compliance Manager
Denver, CO, US
Website
raymondjames.ca
Employees
5
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8 roles

Jason Ungles Aams® Aif® work experience

A career timeline built from the work history available for this profile.

Senior Advisor, Supervision - Investment Advisory

Current
Raymond James

St. Petersburg, Florida, US

◆ I monitor the fiduciary and investment advisory activities of branch managers and/or IARs through the use of various reports and systems.◆ I ensure compliance with applicable industry rules (e.g. State, FINRA & SEC) and platform policies and procedures as they apply to account trading activity of branch managers clients’ accounts by monitoring branch.

Feb 2020 - Present

Senior Product Manager, Advised Business Controls

Charles Schwab

Westlake, Texas, US

◆ I managed complex projects, such as the key Heightened Supervision of Complex Products initiative, to expand educational resources, increase risk awareness, and enhance portfolio review tools.◆ I successfully saved costs ($150K or 64% yearly) by streamlining delivery approaches and establishing new client contact standards and coordinating.

Jun 2013 - Nov 2019

Portfolio Consultant, Schwab Private Client Investment Advisory

Charles Schwab

Westlake, Texas, US

◆ I performed portfolio delivery, public communications, offer appropriateness, and InSight reviews.◆ Using my industry knowledge and hands-on expertise, I advised on $230 million in client assets under Investment Adviser Act of 1940 fiduciary standards. ◆ I regularly engaged in face-to-face prospecting, business development, offer growth, and asset.

Feb 2009 - Jun 2013

Centralized Supervision Manager, Schwab Private Client And Trading Solutions

Charles Schwab

Westlake, Texas, US

◆ I supervised and oversaw staff members to ensure strategic and tactical performance and complete complex risk assessments, internal audits, and regulatory reviews.◆ By partnering with principal advice providers, I ensured adherence to corporate plans of supervision.◆ Using excellent decision making and judgment skills daily, I analyzed advice, trading.

Dec 2002 - Feb 2009

Team Manager Ii, Active Trader Services

Charles Schwab

Westlake, Texas, US

◆ As team leader, I motivated a staff of 12 through performance evaluations, goal setting, and career development.◆ I successfully designed, created, and deployed highly successful corporate centralized supervision model.◆ By proactively anticipating potential risk issues, I designed, presented, and implemented effective solutions.◆ Additionally, I.

Aug 1999 - Dec 2002

Senior Technical Registered Representative, Investor Services

Charles Schwab

Westlake, Texas, US

◆ I organized all areas of a successful internship program, including development, interviewing, and mentorship duties. ◆ I used the full range of trading capabilities to carry out financial market transactions for clients. ◆ To ensure accuracy, I constructed and performed systematic internal audit of departmental policies and procedures.◆ I proactively.

Aug 1993 - Aug 1999
Team & coworkers

Colleagues at Major League Baseball

Other employees you can reach at raymondjames.ca. View company contacts for 5 employees →

JE Judy E. Alexander, Mba,Jd Judy E. Alexander, Mba,Jd Colleague at Major League Baseball Greater Tampa Bay Area, United States, United States View → AG Apoorva Ganji Apoorva Ganji Colleague at Major League Baseball Seattle, Washington, United States, United States View → SM Stephen Miller Stephen Miller Colleague at Major League Baseball Baton Rouge, Louisiana, United States, United States View → JS Jordan Seravalli Jordan Seravalli Colleague at Major League Baseball Greater Tampa Bay Area, United States, United States View → MK Maggie Kokemuller Maggie Kokemuller Colleague at Major League Baseball St Petersburg, Florida, United States, United States View → VV Viswanatha Varma Nunduri Viswanatha Varma Nunduri Colleague at Major League Baseball Tampa, Florida, United States, United States View → JR Jack Rossi Jack Rossi Colleague at Major League Baseball Raleigh, North Carolina, United States, United States View → JS Jonathan Sepe Jonathan Sepe Colleague at Major League Baseball Los Angeles Metropolitan Area, United States, United States View → DE Daniel Espinosa Daniel Espinosa Colleague at Major League Baseball New York, New York, United States, United States View → MF Marty Figueroa Marty Figueroa Colleague at Major League Baseball Greater Tampa Bay Area, United States, United States View →
1 education record

Jason Ungles Aams® Aif® education

  • Missouri State University
    Missouri State University
    Marketing
FAQ

Frequently asked questions about Jason Ungles Aams® Aif®

Quick answers generated from the profile data available on this page.

What company does Jason Ungles Aams® Aif® work for?

Jason Ungles Aams® Aif® works for Major League Baseball.

What is Jason Ungles Aams® Aif®'s role at Major League Baseball?

Jason Ungles Aams® Aif® is listed as Gameday Compliance Manager at Major League Baseball.

What is Jason Ungles Aams® Aif®'s email address?

AeroLeads has found 1 work email signal at @raymondjames.com for Jason Ungles Aams® Aif® at Major League Baseball.

Where is Jason Ungles Aams® Aif® based?

Jason Ungles Aams® Aif® is based in Denver, Colorado, United States while working with Major League Baseball.

What companies has Jason Ungles Aams® Aif® worked for?

Jason Ungles Aams® Aif® has worked for Major League Baseball, Raymond James, and Charles Schwab.

Who are Jason Ungles Aams® Aif®'s colleagues at Major League Baseball?

Jason Ungles Aams® Aif®'s colleagues at Major League Baseball include Judy E. Alexander, Mba,Jd, Apoorva Ganji, Stephen Miller, Jordan Seravalli, and Maggie Kokemuller.

How can I contact Jason Ungles Aams® Aif®?

You can use AeroLeads to view verified contact signals for Jason Ungles Aams® Aif® at Major League Baseball, including work email, phone, and LinkedIn data when available.

What schools did Jason Ungles Aams® Aif® attend?

Jason Ungles Aams® Aif® holds Bachelor Of Science - Bs, Marketing from Missouri State University.

What skills is Jason Ungles Aams® Aif® known for?

Jason Ungles Aams® Aif® is listed with skills including Series 7, Series 9/10, Series 63, Series 66, Product Management, Aams, Financial Services, and Investment Advisory.

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